A complete list of active advisors currently associated with Carter Financial, LLC

Warmer can help you find a great advisor at Carter Financial, LLC or one who fits your needs even better.

Carter Financial provides discretionary portfolio management and standalone financial planning to individuals, high-net-worth clients, trusts, estates and business entities, describing in its brochure the management of public and private securities including stocks, bonds, ETFs, options and mutual funds. The firm reports roughly $282 million in discretionary assets under management across a small advisory team and positions itself as a fiduciary to clients. The firm’s stated investment process emphasizes fundamental analysis and multi-style asset allocation (including strategic, dynamic and core-satellite approaches), with portfolios continuously monitored and rebalanced to align with client objectives and risk tolerances. The brochure highlights a preference for ETFs and mutual funds in client portfolios while retaining the flexibility to use individual securities and options when appropriate. Noteworthy details in the brochure include a recent ownership transition following the retirement of a founding principal and an unusually broad list of planning services (corporate and personal tax planning, cost segregation studies, corporate structure and real estate analysis) that go beyond typical retail financial planning. The firm also discloses that it advertises third‑party ratings and describes its reliance on Schwab Advisor Services for custody and institutional support, noting those arrangements as potential conflicts of interest.

To learn more about the advisors currently working at Carter Financial, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.