A complete list of active advisors currently associated with Carter Ridge Strategic Advisors

Warmer can help you find a great advisor at Carter Ridge Strategic Advisors or one who fits your needs even better.

Carter Ridge Strategic Advisors provides portfolio management and investment consulting to individuals, families, small businesses and high‑net‑worth clients, offering both discretionary and non‑discretionary management as well as hourly and ongoing consulting engagements. Like many independent advisors, it charges percentage‑of‑AUM fees for asset management and advises on portfolio construction, asset allocation and selection of third‑party managers. The firm uses fundamental, technical and economic analysis and implements a mix of long‑ and short‑term strategies, strategic asset allocation and alternative investments to align portfolios with client objectives. Notably, CRSA may employ derivatives — including options and futures exposures and derivative‑containing funds — within managed accounts and also manages client assets through an unaffiliated third‑party wrap program on the Charles Schwab platform. CRSA discloses prior regulatory and financial events: a 2017 FINRA disciplinary action relating to discretionary transactions without documented written authorization (resulting in suspension and a fine) and a personal bankruptcy that was discharged in 2019. The firm also discloses that some representatives receive insurance‑related compensation and maintains a Code of Ethics, written policies and standing letters of authorization to address custody, conflicts and oversight.

To learn more about the advisors currently working at Carter Ridge Strategic Advisors, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.