Carter Ridge Strategic Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,500,000
Clients
9
22% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
9
LowAverage account size
$611,111
About
Carter Ridge Strategic Advisors provides portfolio management and investment consulting to individuals, families, small businesses and high‑net‑worth clients, offering both discretionary and non‑discretionary management as well as hourly and ongoing consulting engagements. Like many independent advisors, it charges percentage‑of‑AUM fees for asset management and advises on portfolio construction, asset allocation and selection of third‑party managers.
The firm uses fundamental, technical and economic analysis and implements a mix of long‑ and short‑term strategies, strategic asset allocation and alternative investments to align portfolios with client objectives. Notably, CRSA may employ derivatives — including options and futures exposures and derivative‑containing funds — within managed accounts and also manages client assets through an unaffiliated third‑party wrap program on the Charles Schwab platform.
CRSA discloses prior regulatory and financial events: a 2017 FINRA disciplinary action relating to discretionary transactions without documented written authorization (resulting in suspension and a fine) and a personal bankruptcy that was discharged in 2019. The firm also discloses that some representatives receive insurance‑related compensation and maintains a Code of Ethics, written policies and standing letters of authorization to address custody, conflicts and oversight.
Client services
Portfolio management
Expertise
Private / alternative investments
Options & derivatives strategies
Concentrated stock management
Fee options
$0 - $750,000: 1.50% $750,001 - $2,500,000: 1.00% $2,500,001+: 0.75%
$500 per hour for investment consulting
Ongoing investment consulting fees charged annually, billed quarterly, and negotiable
Account minimum: $25,000 Fee-only: Hourly fee of $500 per hour for investment consulting; ongoing consulting fees charged annually and negotiable
Main office location
Carter Ridge Strategic Advisors
Lutz FL, United States
Number of offices
1
Most active in
Carter Ridge Strategic Advisors has reported serving >5 clients in these states in the last 12 months.
Florida · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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