Castle Wealth Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$106,164,904
Clients
222
Advisors
3
of 3 employees
About
Castle Wealth Group provides discretionary asset management, retirement-plan fiduciary services and financial planning and consulting to advisory clients, including employer-sponsored retirement plans. The firm documents a defined service menu that includes ongoing portfolio management, ERISA 3(21) and 3(38) plan services, and delivered financial plans, and reports $106,793,526 in discretionary assets under management.
Castle typically manages client portfolios on a discretionary basis using fundamental, quantitative and qualitative analysis to establish asset allocation and security selection, and it may engage Sub‑Advisors to implement model strategies and execute trades. Financial planning uses a six-step process with written recommendations, periodic delivery timelines, and account reviews performed at least quarterly, with ongoing check‑ins for planning clients.
What is distinctive in the brochure is the firm’s plan focus and affiliated insurance activity: investment adviser representatives are licensed insurance agents affiliated with Castle Insurance Group, LLC and spend roughly 10% of their time on insurance activities (a disclosed conflict of interest), and the firm expressly provides participant education and group enrollment meetings as part of its ERISA services. The brochure also discloses use of Sub‑Advisors (and receipt of a portion of Sub‑Advisor fees) and states that Castle does not vote proxies for client accounts, leaving proxy voting to clients.
Client services
Expertise
Occupation focus
Fee options
Fixed financial planning fees between $1,000 and $5,000 for comprehensive or consultation services; ongoing financial planning fixed annual fee from $1,000 to $12,000 paid monthly
$0+: up to 1.5% annually (negotiable) for asset management services $0+: up to 1.0% annually (negotiable) for ERISA Plan Services
Investment Advisor Representatives receive external compensation from sales of investment related products such as insurance commissions
Financial planning services hourly rate of $250 per hour
Ongoing financial planning charged as a fixed annual fee ranging from $1,000 to $12,000 paid monthly in advance
Fee-only: Hourly financial planning fee $250 per hour; Fixed financial planning fees ranging from $1,000 to $12,000 annually depending on service
Main office
131 Plantation Ridge Dr., St. 110
Mooresville NC 28117
Advisors at this office
3
Most active in
North Carolina · Pennsylvania · South Carolina
Also doing business as
Castle Securities, LLC · Castle Wealth Group
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Marc W
Series 66
Mooresville, NC
Castle Wealth Group
Marc Wulf is a financial advisor with Castle Wealth Group in Mooresville, NC. He holds a Series 66 designation and has nine years of industry experience. Prior to joining Castle Wealth Group, his career included roles at Centaurus Financial, Advice and Planning Services, TIAA-CREF, Wells Fargo Clearing Services, and Wells Fargo Home Mortgage. Outside of financial advising, he works as a fueler for a NASCAR pit crew in the Craftsman Truck and Xfinity series. Castle Wealth Group provides discretionary asset management, retirement-plan fiduciary services, and financial planning to individuals and employer-sponsored retirement plans. The firm uses fundamental, quantitative, and qualitative analysis for portfolio management and offers a defined service menu that includes ERISA plan services and ongoing client portfolio reviews.
Michael M
Series 66
Mooresville, NC
Castle Wealth Group
Michael Mcfadden is a financial advisor with Castle Wealth Group in Mooresville, NC, holding a Series 66 designation and 15 years of industry experience. His prior roles include positions at Centaurus Financial, Woodbury Financial Services, Questar Capital Corporation, and GCG Wealth Management. He serves as a committee member of the Davidson Public Arts Committee and is a board member of the Davidson Farmer's Market. Castle Wealth Group provides discretionary asset management, retirement-plan fiduciary services, and financial planning to advisory clients, including employer-sponsored retirement plans. The firm applies fundamental, quantitative, and qualitative analyses to portfolio management and offers ERISA plan services and participant education as part of its comprehensive service model.
Jonathan M
Series 63, Series 65
Mooresville, NC
Castle Wealth Group
Jonathan Malone is a financial advisor at Castle Wealth Group with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at several firms, including Questar Capital Corporation and Woodbury Financial Services. Malone is also involved in tax return preparation services. Castle Wealth Group provides discretionary asset management, retirement-plan fiduciary services, and financial planning to individuals and employer-sponsored retirement plans. The firm employs fundamental, quantitative, and qualitative analysis to manage portfolios and offers participant education as part of its ERISA services.
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