A complete list of active advisors currently associated with CFIG Investment Advisory Services, LLC

Warmer can help you find a great advisor at CFIG Investment Advisory Services, LLC or one who fits your needs even better.

CFIG provides discretionary portfolio management, financial planning, pension consulting and occasional CFO/business consulting to individuals, business entities, trusts, pension and profit-sharing plans, and other institutional clients. Services are developed on a custom basis after an initial interview and data gathering to establish each client’s objectives and any reasonable restrictions. The firm follows a tactical asset-allocation approach aimed at reducing risk and improving performance, using personalized allocations and selective market-timing techniques where appropriate. CFIG implements strategies across a broad range of instruments — including mutual funds, variable life and annuity products, CDs, corporate and municipal debt, options, futures, and interests in real estate and oil and gas partnerships — and may employ cash positions as hedges. Notably, CFIG is affiliated with an insurance agency and its Investment Adviser Representatives are licensed insurance agents; insurance-related activity accounts for about 25% of advisor time and commissions from insurance sales are paid to the affiliate. The firm’s offering of pension consulting and management of some institutional accounts is uncommon among similar independent advisors, and the brochure discloses a June 23, 2025 Consent Order with the Connecticut Department of Banking resolving alleged compliance-related matters without admission or denial of wrongdoing.

To learn more about the advisors currently working at CFIG Investment Advisory Services, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.