Irvine, CA Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Charles Fish Investments, Inc.
Supported
Firm-wide stats for Charles Fish Investments, Inc.
Clients per advisor
11 Very LowAvg AUM per client
$7,772,409 Very HighHNW client ratio
0% Very LowAbout
Charles Fish Investments, Inc. provides discretionary investment management through separately managed accounts to individuals, high‑net‑worth clients, trusts, estates, retirement accounts and select institutions. The firm also offers sub‑advisory services to other registered advisers and, upon request, non‑discretionary management and consulting such as account analyses.
CFI’s investment approach is active and fixed‑income focused, with particular emphasis on the municipal bond market — including tax‑exempt and taxable municipals, Build America Bonds, notes, direct‑subsidy and qualified tax‑credit bonds, limited public offerings and private placements — and the firm may use forward settlements up to 91 days. For multi‑asset solutions the firm implements equity exposure through individual stocks, ETFs and mutual funds, performs periodic rebalancing with tax considerations, and relies on internal research and long‑standing industry relationships to guide decisions.
Noteworthy distinctions include an ownership and referral affiliation with Brentview (CFI may allocate or recommend Brentview as a Sub‑Advisor and discloses sharing advisory fees on cross‑referrals), a conflict the brochure explicitly describes. The brochure also indicates the firm reports and advertises performance results (while cautioning that past performance is not indicative of future results), and CFI’s relatively small client roster and concentrated advisory team support a highly personalized investment practice.
Based on Charles Fish Investments, Inc.
Expertise
Based on Charles Fish Investments, Inc.
Location
30 Corporate Park, Suite 410
Irvine CA 92606
Advisors at this office
3
Advisors at this office
Tuan L
Series 65
Irvine, CA
Charles Fish Investments, Inc.
Tuan Ly is a financial advisor with Charles Fish Investments, Inc. in Irvine, CA, holding a Series 65 designation and nine years of industry experience. Prior to joining Charles Fish Investments in 2026, he worked at Cetera, Avantax Advisory Services, and Gerry Andrade & Associates Inc., where he assisted with wealth management and client support. Charles Fish Investments, Inc. provides discretionary investment management primarily focused on fixed income and municipal bonds for individuals, high-net-worth clients, trusts, estates, retirement accounts, and select institutions. The firm also offers sub-advisory and consulting services, emphasizing active management and a personalized approach through a small client roster and concentrated advisory team.
Anh T
Series 65
Irvine, CA
Charles Fish Investments, Inc.
Anh Tran is a financial advisor at Charles Fish Investments, Inc. in Irvine, CA, holding a Series 65 designation with 11 years of industry experience. He has been with Charles Fish Investments since 2014. Charles Fish Investments, Inc. provides discretionary investment management to individuals, high-net-worth clients, trusts, estates, retirement accounts, and select institutions, focusing on active fixed-income strategies with an emphasis on the municipal bond market. The firm also offers sub-advisory services and non-discretionary consulting upon request.
Charles F
Irvine, CA
Charles Fish Investments, Inc.
Charles Fish is the principal of Charles Fish Investments, Inc. in Irvine, California, with 30 years of industry experience. He has been with Charles Fish Investments since its founding in 1996. Charles Fish Investments, Inc. provides discretionary investment management primarily focused on fixed income, especially municipal bonds, serving individuals, high-net-worth clients, trusts, estates, retirement accounts, and select institutions. The firm also offers sub-advisory and consulting services, employing an active investment approach supported by internal research and industry relationships.
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