Dallas, TX Office

Clear Harbor Asset Management, LLC provides investment management, financial planning, and consulting to a mix of individuals, pooled investment vehicles, pension and profit‑sharing plans, trusts, estates, charitable organizations, and corporate clients. The firm reported approximately $2.05 billion in assets under management as of December 31, 2025 and serves both discretionary and non‑discretionary accounts.

The firm employs a multi‑asset class approach combining bottom‑up fundamental analysis with top‑down macro and cyclical views, primarily allocating to individual equities, fixed income, mutual funds, ETFs and, when appropriate, options and private placements for accredited investors. Clear Harbor also refers clients to vetted third‑party advisers (TPAs) under formal programs and conducts ongoing due diligence and monitoring of those TPAs’ holdings and risk profiles.

Clear Harbor is the investment manager and an affiliate general partner of Spectrum Value Partners, L.P., a privately offered pooled vehicle managed under a 3(c)(1) exemption, and it charges performance‑based compensation (including up to a 20% performance allocation subject to a high‑water mark and loss carryforward) in addition to base management fees. The brochure discloses the fund’s net‑performance treatment and related fee arrangements, notes the firm’s use of predecessor or hypothetical performance in its materials, and describes operational distinctions such as participation in a Pershing‑integrated class‑action recovery service and limited administrative use of AI, each accompanied by disclosures about conflicts and mitigation procedures.