Appleton, WI West Lawrence Street Office
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CliftonLarsonAllen Wealth Advisors, LLC
Multi-team
Firm-wide stats for CliftonLarsonAllen Wealth Advisors, LLC
About
CliftonLarsonAllen Wealth Advisors serves individuals (including high-net-worth clients), corporate and institutional clients, and qualified retirement plans, providing wealth advisory and asset management services on both a discretionary and non-discretionary basis, financial and estate planning, business succession consulting, and plan-level services such as Investment Objective Statements and participant education. The firm is also registered as a broker-dealer and licensed as an insurance agency, and its brochure discloses brokerage activity related to DSTs, directly held mutual funds, 529 plans, and the sale of fixed and variable insurance and annuity products, while marketing investment banking and placement services under the trade name CLA Meridian Capital.
Investment implementation centers on strategic asset allocation delivered through firm-constructed model portfolios overseen by an Investment Committee, supplemented by third‑party managed programs, mutual funds, ETFs and selective private placements; the firm uses both long-term buy-and-hold and tactical allocation elements and conducts periodic client reviews and annual verification of objectives. CLA integrates advisory work with multidisciplinary planning via its Private Client Services model, drawing on tax, estate, risk and other professionals at its parent CliftonLarsonAllen LLP to tailor Investment Objective Statements and coordinate implementation.
Distinctive aspects noted in the brochure include the firm’s combination of RIA fiduciary services with direct broker-dealer and insurance activities and a newly expanded investment banking/placement capability (CLA Meridian Capital), which results in additional compensation arrangements such as placement, due-diligence, and fund-monitoring fees that the firm discloses. The brochure also describes affiliated relationships with CliftonLarsonAllen LLP (including fund administration and consulting services), the firm’s revised discretionary compensation practices, and supervisory and disclosure processes the firm uses to address the conflicts those affiliations can create.
Expertise
Location
100 West Lawrence Street, Suite 500
Appleton WI 54911
Advisors at this office
3
Advisors at this office
Tatum U
CFP®, Series 66
Appleton, WI
CliftonLarsonAllen Wealth Advisors, LLC
Tatum Uecke is a CFP® and Series 66 credentialed financial advisor with nine years of industry experience. She has been with CliftonLarsonAllen Wealth Advisors, LLC since 2019 and previously worked at Hantz Financial Services from 2015 to 2019. CliftonLarsonAllen Wealth Advisors serves individuals, corporate and institutional clients, and qualified retirement plans by providing wealth advisory, asset management, financial and estate planning, and business succession consulting. The firm employs a strategic asset allocation approach through model portfolios and integrates advisory services with multidisciplinary planning involving tax, estate, and risk professionals.
Andrew H
CFP®, Series 63, Series 66
Appleton, WI
CliftonLarsonAllen Wealth Advisors, LLC
Andrew Hengst is a CFP® professional with 28 years of industry experience, currently serving at CliftonLarsonAllen Wealth Advisors, LLC since 2012. He holds Series 63 and Series 66 licenses and is based in Appleton, WI. CliftonLarsonAllen Wealth Advisors provides wealth advisory and asset management services to a diverse client base, including individuals, high-net-worth households, pension plans, corporations, and charitable organizations. The firm employs a strategic asset allocation approach using model portfolios with mutual funds and ETFs, and integrates wealth, tax, estate, and insurance professionals to coordinate comprehensive planning.
Christopher M
CFA®, Series 65, Series 63
Appleton, WI
CliftonLarsonAllen Wealth Advisors, LLC
Christopher Moss is a CFA® charterholder with over 31 years of experience in the financial industry. He is a principal at CliftonLarsonAllen LLP and has been with CliftonLarsonAllen Wealth Advisors, LLC since 2012. Based in Appleton, WI, he holds the Series 65 and Series 63 licenses. CliftonLarsonAllen Wealth Advisors serves individuals, corporate and institutional clients, and qualified retirement plans by providing wealth advisory, asset management, financial and estate planning, and business succession consulting. The firm combines fiduciary RIA services with broker-dealer and insurance activities, delivering investment solutions through strategic asset allocation and multidisciplinary planning supported by its parent firm’s professionals.
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