A complete list of active advisors currently associated with Confluent Asset Management LLC

Warmer can help you find a great advisor at Confluent Asset Management LLC or one who fits your needs even better.

Confluent Asset Management is a fee‑based registered investment adviser that provides discretionary asset management, financial planning, sub‑advisory services, 401(k) consulting for individual participants, and ERISA plan support to individuals and small business entities. The firm offers ongoing portfolio monitoring, investment selection, and tailored investment policy documentation to clients. Confluent constructs portfolios using a mix of analysis methods — including fundamental, technical, charting, cyclical analysis and Modern Portfolio Theory — and employs strategies ranging from long‑term holdings to active trading. Its disclosures note the use of derivatives and options strategies (including covered and uncovered option writing and ETFs that may use derivatives), and the firm discusses the specific risks those instruments can introduce to client accounts. Distinctive features include a small advisory team and relatively limited assets under management alongside an insurance brokerage activity: the firm’s principal is a licensed insurance agent who spends approximately five percent of his time selling insurance products for commission, a relationship the brochure discloses and addresses as a potential conflict. The firm also does not vote client proxies (clients receive proxies directly from custodians) and provides ERISA 3(21) consulting and sub‑advisory arrangements, which may affect how clients allocate administrative and fiduciary responsibilities.

To learn more about the advisors currently working at Confluent Asset Management LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.