Course Management Investment Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$99,906,303
Clients
160
Advisors
4
of 4 employees
About
Course Management Investment Advisors, LLC provides discretionary portfolio management and financial planning primarily to individual and high‑net‑worth clients, and also serves pension and profit‑sharing plans. The firm charges percentage‑of‑assets fees and manages roughly $100 million across about 160 client accounts while documenting client goals in individualized Investment Policy Statements.
CMIA’s investment process combines fundamental, technical, cyclical and economic analysis and implements strategic asset allocation across mutual funds, ETFs, equities, fixed income, REITs and private placements using both long‑ and short‑term strategies. The firm seeks discretionary trading authority, states policies to allocate opportunities fairly across accounts, and incorporates derivatives‑linked instruments — including options‑based buffer ETFs and other structured products — into its implementation toolkit.
Compared with many peers, CMIA discloses and advertises third‑party ratings and explicitly describes the use of derivatives and options strategies in managed accounts, features that are less common among similar supported firms. The firm also discloses principals’ outside activities (commercial real estate ownership and commissionable product sales/insurance licensure), documents related conflicts of interest, and relies on Schwab’s institutional custody and support services while maintaining a written Code of Ethics.
Client services
Expertise
Fee options
$1 - $250,000: 1.50% $250,001 - $500,000: 1.20% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001+: 0.80%
Main office
5 Dowd Cir, Suite B
Pinehurst NC 28374
Advisors at this office
4
Most active in
Florida · New Jersey · North Carolina · South Carolina · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Michael B
Series 63, Series 65
Pinehurst, NC
Course Management Investment Advisors, LLC
Michael Bucceri is a financial advisor at Course Management Investment Advisors, LLC, with 35 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Fortress Private Ledger, LLC, LPL Financial, and Nationwide Investment Services Corporation. Bucceri has a partial ownership interest in Course Management Real Estate Partnership, LLC. Course Management Investment Advisors provides portfolio management and financial planning services for individuals, high-net-worth clients, and pension/profit-sharing plans. The firm employs a multifaceted investment approach, including the use of derivatives and option-based strategies, and manages accounts primarily on a discretionary basis.
Douglas L
Series 65
Pinehurst, NC
Course Management Investment Advisors, LLC
Douglas Lynam is a financial advisor at Course Management Investment Advisors, LLC with eight years of industry experience. He holds the Series 65 designation and previously worked at LongView Asset Management LLC and operated his own advisory firms. Outside of his advisory work, he is an author and public speaker, dedicating approximately 35% of his time to these activities. Course Management Investment Advisors, LLC provides discretionary portfolio management and financial planning primarily for individual and high-net-worth clients, as well as pension and profit-sharing plans. The firm employs a multi-faceted investment approach combining fundamental, technical, cyclical, and economic analysis, utilizing a range of asset classes and derivatives-based strategies.
Brian M
Series 63, Series 65
Pinehurst, NC
Course Management Investment Advisors, LLC
Brian Macintosh is a financial advisor at Course Management Investment Advisors, LLC with 12 years of industry experience. He holds the Series 63 and Series 65 designations. Prior to joining Course Management Investment Advisors in 2020, he worked at LPL Financial LLC from 2016 to 2020. Macintosh is also a professional golfer with Callaway Golf, a role he has held since 2009. Course Management Investment Advisors provides portfolio management and financial planning services to individuals, high-net-worth clients, and pension/profit-sharing plans. The firm employs a multi-method investment process and incorporates complex option-based strategies, including buffer ETFs and structured products, within their discretionary management approach.
Albert C
CFP®, Series 63, Series 65
Pinehurst, NC
Course Management Investment Advisors, LLC
Albert Chen is a CFP® with 14 years of industry experience, currently serving as an advisor at Course Management Investment Advisors, LLC since 2020. He previously worked at LPL Financial and Householder Group Estate & Retirement Specialists. Outside of his advisory role, Chen is co-owner of a commercial real estate portfolio specializing in retail office space. Course Management Investment Advisors provides portfolio management and financial planning for individuals, high-net-worth clients, and pension/profit-sharing plans. The firm employs a multi-method investment process and offers strategies including derivatives and option-based products, managing accounts primarily on a discretionary basis.
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