Cox & Cook Wealth Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Cox & Cook Wealth Advisors serves individual and high‑net‑worth clients as well as retirement plans and small businesses, managing roughly $120 million in client assets with a two‑advisor team. The firm provides ongoing portfolio management, creates individualized Investment Policy Statements, and offers financial planning and consulting engagements billed on an hourly basis.
The firm typically manages accounts on a discretionary basis, documents client goals and risk tolerances in written investment policies, and seeks “best execution” through Schwab Institutional as custodian. Its investment process combines modern portfolio theory and long‑term trading with options strategies (including covered and uncovered positions), and it bills primarily as a percentage of assets with negotiable terms and occasional flat‑fee arrangements.
A distinctive feature noted in the brochure is that principals maintain insurance‑brokerage and broker‑dealer affiliations (including a registered representative relationship), and the firm discloses that supervised persons may receive commissions for insurance or securities sales. The brochure also notes that Cox & Cook conducts educational seminars or workshops and that it recently transitioned to SEC registration and uses standing letters of authorization in ways that create limited custody considerations.
Client services
Expertise
Fee options
Sometimes negotiated flat fees for advanced planning or complex management cases.
$0 - $250,000: 1.50% $250,000 - $500,000: 1.30% $500,000 - $750,000: 1.10% $750,000 - $1,000,000: 1.00% $1,000,000 - $1,250,000: 0.90% $1,250,000 - $3,000,000: 0.85% $3,000,000 - $5,000,000: 0.75% $5,000,000+: 0.65%
Compensation received from the sale of securities and insurance products. Commissions are not the primary source of income.
Starting at $450 per hour for stand-alone financial planning or consulting services.
Account minimum: $750,000
Main office
53 North High Street, Suite A1
Dublin OH 43017
Advisors at this office
2
Most active in
Florida · Ohio
Also doing business as
Cox & Cook Wealth Advisors · Cox Financial Group Inc · Cox Financial Group Inc > Cox & Cook Wealth Advisors Dba · Cox, James D
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
James C
Series 63, Series 65
Dublin, OH
Cox & Cook Wealth Advisors
James Cox is a financial advisor with Cox & Cook Wealth Advisors in Dublin, OH, holding Series 63 and Series 65 licenses and with 26 years of industry experience. He has worked at Cambridge Investment Research Advisors, Inc. since 2009 and has been with Cox & Cook Wealth Advisors since 1999. Cox & Cook Wealth Advisors serves individuals, pension and profit-sharing plans, and corporations, managing approximately $98.7 million across about 205 client relationships. The firm provides portfolio management, financial planning, and consulting services, employing a combination of charting, fundamental and technical analysis, and modern portfolio theory to implement long-term and options-based strategies.
Cory C
Series 66
Dublin, OH
Cox & Cook Wealth Advisors
Cory Cook is a financial advisor at Cox & Cook Wealth Advisors in Dublin, Ohio, with 14 years of industry experience. He holds the Series 66 designation and has worked at Purshe Kaplan Sterling Investments since 2015. Outside of investment advising, he is an independent insurance agent involved in the sale of insurance products and fixed annuities. Cox & Cook Wealth Advisors serves individuals, including high-net-worth clients, as well as pension and profit-sharing plans and corporations. The firm manages approximately $98.7 million across about 205 client relationships, providing portfolio management, financial planning, and consulting with a focus on individualized Investment Policy Statements and a mix of analytical approaches for long-term and options-based strategies.
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