Critical Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Critical Capital provides discretionary and non‑discretionary asset management, financial planning and consulting, and limited ERISA 3(21) retirement‑plan advisory services to individuals, high‑net‑worth clients, and business entities. Offerings include ongoing portfolio management, comprehensive and single‑topic financial plans, and plan‑sponsor support such as investment policy development, monitoring, and participant education.
The firm tailors investment programs to client objectives and risk tolerances using fundamental and technical analysis across long‑ and short‑term strategies, and it may utilize options, margin, and alternative exposure where appropriate. Critical Capital also engages sub‑advisors for portions of client portfolios and maintains routine account reviews with rebalancing and tax‑loss harvesting where indicated; it offers performance‑based arrangements for qualifying clients.
What sets the firm apart from many peers is its combination of performance‑based fee arrangements (reserved for qualified clients) and an affiliated insurance practice whose representatives receive commission‑based compensation—both of which are disclosed as potential conflicts of interest. The firm also recently shifted from operating under a separate registration to delivering advisory services directly and expressly provides limited‑scope ERISA 3(21) pension consulting, a service mix that is uncommon for a small independent adviser.
Client services
Expertise
Occupation focus
Fee options
Negotiable flat fee between $2,500 and $25,000 for financial planning services
$0 - $1,000,000: up to 1.99% annually Over $1,000,000+: up to 1.75% annually
$250 per hour for financial consulting services
For assets over $1,100,000: 0.5% annual fee plus 20% of performance above an agreed benchmark
Account minimum: $10,000
Main office
Leawood KS
Advisors at this office
1
Most active in
Kansas · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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