A complete list of active advisors currently associated with Cruz Investments & Wealth Management

Warmer can help you find a great advisor at Cruz Investments & Wealth Management or one who fits your needs even better.

Cruz Investments & Wealth Management primarily serves pooled investment vehicles and institutional clients while offering financial planning, qualified plan management for workplace retirement accounts, and the selection and monitoring of third-party investment advisers. The firm generally does not hold client assets directly; portfolio management and custody are handled by third-party advisers and accounts are managed on a non-discretionary basis. The firm’s investment approach emphasizes asset allocation using external research sources and analytical tools, with recommendations tailored to clients’ objectives, risk tolerance and time horizon. When recommending third-party managers it evaluates factors such as reputation, performance, financial strength and reporting capabilities and continues to monitor those managers as part of its ongoing advisory role. This firm is distinctive among peer investment managers in that its principal also acts as a registered broker-dealer representative, sells insurance and other financial products, and operates an affiliated tax/accounting business—relationships the brochure discloses as potential conflicts and describes steps taken to mitigate. It also commonly uses hourly and modular planning engagements alongside percentage-of-assets arrangements and provides recommendations of unaffiliated third-party advisers rather than directly executing or custodializing client portfolios.

To learn more about the advisors currently working at Cruz Investments & Wealth Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.