Cruzan & Associates Llc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Cruzan & Associates LLC is a single-adviser independent investment advisory firm that works primarily with individual (non‑high‑net‑worth) clients, managing roughly $21 million across about 33 client relationships. The firm offers investment advisory and financial planning services tailored to individual accounts rather than institutional mandates.
Most client assets are managed on a non‑discretionary basis, with the adviser providing recommendations while clients retain final trading authority and must approve transactions. The firm does not provide discretionary portfolio management for individual clients and instead emphasizes advice, account monitoring, and client-directed implementation.
The sole adviser brings long industry experience, including prior roles at major broker‑dealers and academic credentials in business and urban planning, and also holds a real estate broker license; the firm discloses that it does not offer real estate products or commissions through its advisory services. As an owner‑operated practice, all supervision and compliance responsibilities are handled internally by the adviser.
Client services
Main office
Jupiter FL
Advisors at this office
1
Most active in
Florida · Pennsylvania
Also doing business as
Cruzan & Associates LLC · Cruzan & Associates LLC · Cruzan & Associates, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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