CSI Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
CSI Wealth Management provides discretionary portfolio management and financial planning to individual and high‑net‑worth clients, and may direct clients to third‑party advisers. The firm manages about $12.1 million for roughly 50 clients and offers investment advice that typically uses mutual funds, equities and occasional private placements.
The firm’s investment process is built on modern portfolio theory and long‑term trading, with individualized Investment Policy Statements documenting risk tolerance and time horizon and with quarterly portfolio reviews. It generally requires discretionary authority to implement asset allocation and rebalancing, and custodial services are provided through a recommended institutional custodian.
CSI Wealth Management is a small, recently formed adviser with a single management professional and no account minimums, and its brochure discloses prior disciplinary and employment events: a recent termination from a prior employer following an internal review regarding submitted paperwork and an earlier regulatory action that concluded with a cease‑and‑desist order. The firm also discloses limited custody related to standing letters of authorization and that some supervised persons are licensed insurance agents who may receive commissions, conflicts the firm says it manages through disclosure and review.
Client services
Expertise
Fee options
Fixed financial planning fees between $2,000 and $7,500.
$0 - $1,000,000: 1.50% $1,000,001 - $2,000,000: 1.25% $2,000,001+: 1.00%
Adviser receives fee share from third-party investment advisers; also insurance sales compensation through supervised persons, but commissions are not primary source of compensation.
$350 to $1,000 per hour for financial planning services.
Main office
20 East Foothill Blvd., Suite 100
Arcadia CA 91006
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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