A complete list of active advisors currently associated with CSI Wealth Management

Warmer can help you find a great advisor at CSI Wealth Management or one who fits your needs even better.

CSI Wealth Management provides ongoing discretionary portfolio management and financial planning services to individual and high‑net‑worth clients. The firm prepares an Investment Policy Statement for each client and generally implements diversified portfolios using mutual funds, equities, and private placements. The firm’s investment approach is informed by modern portfolio theory and a long‑term trading strategy, with risk tolerances documented in client IPSs and accounts reviewed at least quarterly. CWM requires clients to use Schwab Institutional custody and leverages custodial research and technology as part of its trade execution and reporting processes. Noteworthy features include its small scale—three advisors serving roughly 50 clients with about $12 million in reported assets—and disclosed disciplinary history: a management person was discharged following a 2022 internal review concerning alleged submission of paperwork with misappropriated client signatures, and a prior regulatory matter in 2002 concluded with a cease‑and‑desist. The firm also discloses potential conflicts from supervised persons acting as licensed insurance agents who may receive commissions, and from use of private placements and custodial soft‑dollar benefits, which can affect liquidity, conflicts of interest, and execution considerations.

To learn more about the advisors currently working at CSI Wealth Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.