A complete list of active advisors currently associated with Cubed Systems

Warmer can help you find a great advisor at Cubed Systems or one who fits your needs even better.

Cubed Systems is a small, independent advisory firm run by a single advisor that provides discretionary investment management and financial planning to individuals, high‑net‑worth clients, and retirement plans, managing about $61.7 million across roughly 40 client relationships. Its services include portfolio management using mutual funds, ETFs, individual securities and bonds, retirement‑plan consulting and participant education, assistance with rollovers, and occasional access to private placements for qualified investors. The firm’s investment process emphasizes long‑term portfolio construction combined with active monitoring and tactical reallocations informed by fundamental and technical analysis and internal due diligence. Portfolios may include cash sweep allocations, retained legacy positions for tax or fit reasons, and tax‑sensitive adjustments such as tax‑loss harvesting and regular rebalancing to align with client objectives. Notably, Cubed Systems acts as the sponsor and portfolio manager of a wrap fee program, a structure that is uncommon for solo independent advisers, and it provides ERISA fiduciary retirement‑plan consulting and participant education for pension and profit‑sharing plans. The firm discloses recent regulatory findings related to recordkeeping and client agreement practices that resulted in an administrative consent order and civil penalty and states it has policies and procedures intended to address conflicts and improve compliance.

To learn more about the advisors currently working at Cubed Systems, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.