Knoxville, TN Cedar Springs Lane Office
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CW Securities, LLC
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About
CW Securities, LLC provides continuous investment supervisory services and portfolio management to individuals as well as pension and profit‑sharing plans, trusts, estates, charitable organizations, and corporations. In addition to discretionary management, the firm offers financial planning and consulting services that can address estate planning, retirement planning, insurance and annuity matters.
The firm develops client‑specific investment policies through personal discussions and implements those policies across equities, fixed income and mutual funds using a range of management styles (fixed income, growth and income, growth, and aggressive growth). Accounts are custodied and executed through Charles Schwab and American Funds, advisers select securities and model portfolios based on performance history and manager track records, and accounts are reviewed at least annually.
The firm is under common ownership with a FINRA‑registered broker‑dealer and discloses it may recommend that affiliated broker‑dealer for execution, and firm leadership and associates maintain insurance agent appointments and may implement insurance transactions for separate compensation. Although the brochure describes the adviser as “fee‑only,” it also discloses brokerage affiliations, participation in Schwab and American Funds institutional programs, and other economic benefits — a mix of advisory, broker‑dealer and insurance activities that is less common among supported peers.
Based on CW Securities, LLC
Location
8870 Cedar Springs Lane, Suite 208
Knoxville TN 37923
Advisors at this office
2
Advisors at this office
Jackie S
Series 63, Series 65
Knoxville, TN
CW Securities, LLC
Jackie Simpson is a financial advisor at CW Securities, LLC with 24 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at CW Securities since 2004. Outside of his advisory role, he is a partial owner of a tax accounting firm and a business audit company, where he spends the majority of his professional time. CW Securities, LLC provides investment supervisory and portfolio management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm offers personalized investment policies and financial planning across various asset classes, with accounts custodied through Charles Schwab and American Funds.
Monica H
Series 63, Series 65
Knoxville, TN
CW Securities, LLC
Monica Head is a financial advisor at CW Securities, LLC with nine years of industry experience. She holds Series 63 and Series 65 licenses and has worked at firms including Purshe Kaplan Sterling Investments, Inc. and Visionary Horizons Wealth Management Group, LLC. Monica is also appointed as an insurance agent with various companies. CW Securities, LLC provides investment supervisory services and portfolio management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm offers discretionary management along with financial planning and consulting, using client-specific investment policies implemented across equities, fixed income, and mutual funds with multiple management styles.
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