Edmond, OK 17935 N Penn Ave Office

Team
Updated today
CWM, LLC logo

CWM, LLC

Enterprise

Firm-wide stats for CWM, LLC

Total advisors

656

Across 225 offices

Clients per advisor

80 High

Avg AUM per client

$875,860 High

HNW client ratio

14% Typical

About

CWM, LLC is an SEC‑registered investment adviser operating an enterprise platform that oversees roughly $50.6 billion through a network of partner offices and more than 650 advisors. The firm provides a range of services including discretionary asset management, financial planning, variable sub‑account management for annuities, sub‑advisory relationships, and retirement plan services (including 3(38) investment management via a Vestwell partnership).

The firm’s investment work is driven by an Investment Committee that constructs and monitors model portfolios using both fundamental and technical inputs, and it offers tailored solutions such as Orion Custom Indexing, access to iCapital alternative investments, and third‑party sub‑advisors. CWM delivers ongoing portfolio oversight, IPS‑driven selection and monitoring, and integrates custodial and technology relationships (Fidelity, Schwab, Goldman Sachs) to support execution, reporting, and fee billing.

Compared with many large peers, the brochure discloses marketing of predecessor performance, an activity that is relatively uncommon among enterprise advisors of this size, and it highlights extensive platform and commercial arrangements (revenue sharing with Flourish Cash, parent‑company investments in document providers, a Premier Partner investment universe and lead‑generation program) that shape how services are delivered. The firm emphasizes corporate, institutional and high‑net‑worth business lines and describes its retirement fiduciary capabilities prominently while the brochure does not emphasize services targeted specifically to charitable organizations.

Based on CWM, LLC

Expertise

Wealth management Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Options & derivatives strategies

Based on CWM, LLC

Location

17935 N Penn Ave, Ste. 301

Edmond OK 73012

Advisors at this office

3

Advisors at this office

user avatar

Dirk C

CFP®, Series 66

Edmond, OK

CWM, LLC

Dirk is a dedicated Wealth Advisor with a passion for empowering individuals and families work towards achieving their financial goals through a thoughtful, values- and goals-based planning approach—anchored in an evidence-based investing philosophy. Originally from South Africa, Dirk’s international background allows him to appreciate the wide range of beliefs, attitudes, and behaviors that influence financial decision-making. This global perspective enables him to craft personalized strategies that align closely with each client’s unique values and life vision. Dirk earned his degree in Accounting from the University of Stellenbosch, a leading institution in South Africa. He is a CERTIFIED FINANCIAL PLANNER™ professional and an active member of the Financial Planning Association (FPA). Residing in Oklahoma, Dirk, his beloved wife Randee, and their son, Abraham find their haven amidst the tranquil beauty of nature. Amidst his professional dedication, Dirk finds solace in nurturing his passions for golf, scuba diving, fly fishing, and the thrill of exploring new destinations.

Roth conversion strategy Social Security optimization Medicare planning Income planning Retirement income strategy Retired Doctor or Medical Professional Retired Young Professionals
user avatar

Shawn P

CFP®, Series 66

Edmond, OK

CWM, LLC

Shawn Peschke is a CFP®-certified financial advisor with 23 years of industry experience, currently affiliated with CWM, LLC. His prior experience includes roles at LPL Financial, Arvest Asset Management, and Chase Investment Services Corp. Since 2017, he has also been involved with Tungsten Wealth Management. He has an additional business entity, Evergreen, used for tax and investment purposes. CWM, LLC is an SEC-registered investment adviser overseeing approximately $50.6 billion through a network of over 650 advisors. The firm offers discretionary asset management, financial planning, variable sub-account management, sub-advisory relationships, and retirement plan services, supported by a centralized Investment Committee and a range of tailored portfolio solutions.

Wealth management Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Options & derivatives strategies
user avatar

Paul A

Series 63, Series 65

Edmond, OK

CWM, LLC

Paul Aragona is a financial advisor with CWM, LLC, holding Series 63 and Series 65 credentials and 27 years of industry experience. His career includes significant tenures at LPL Financial and Home Bank, among other firms. Aragona is also involved in real estate development and property flipping through an independent business venture. CWM, LLC is an SEC-registered investment adviser that manages approximately $50.6 billion through a large network of over 650 advisors. The firm offers discretionary asset management, financial planning, and retirement plan services, utilizing an Investment Committee to oversee model portfolios and providing tailored investment solutions supported by major custodial and technology partnerships.

Wealth management Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Options & derivatives strategies
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