Poughkeepsie, NY Haight Avenue logo

Poughkeepsie, NY Haight Avenue Office

Team
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D'Arcangelo Financial Advisors, LLC logo

D'Arcangelo Financial Advisors, LLC

Team

Firm-wide stats for D'Arcangelo Financial Advisors, LLC

Total advisors

6

Across 2 offices

Clients per advisor

3 Very Low

Avg AUM per client

$0 Very Low

HNW client ratio

0% Very Low

About

D’Arcangelo Financial Advisors provides fee-based investment advisory and financial planning services to a mix of clients including employer-sponsored retirement plans, trusts, estates, and charitable organizations, and offers portfolio management on both discretionary and non‑discretionary bases. While it will work with individual investors, the firm’s brochure emphasizes pension and 401(k) plan consulting and plan advisory services as a central part of its practice.

The firm’s investment process favors long-term allocations implemented with mutual funds, ETFs and selected alternatives, guided by written investment policy statements and periodic reviews; it also uses custodial trading tools and, with client consent, automated rebalancing and block trading capabilities. For employer retirement plans the firm assists with IPS preparation, investment lineups and monitoring, and coordinates with a third‑party 3(38) manager and administrator while offering non‑personalized participant education workshops.

Noteworthy distinctions include the firm’s regular quarterly newsletter and occasional educational seminars on niche topics such as cryptocurrency and bond funds, offerings that are uncommon among similar team firms, and its reported limited engagement with both non‑high‑net‑worth and high‑net‑worth individual retail segments. The brochure also discloses a prior lawsuit connected to private loan investments that the firm no longer permits, and describes senior personnel’s separate accounting and insurance activities and referral arrangements as potential conflicts of interest.

Based on D'Arcangelo Financial Advisors, LLC

Expertise

Wealth management General tax planning Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Retirement withdrawal strategies

Based on D'Arcangelo Financial Advisors, LLC

Occupation focus

Founder/Business Owner

Based on D'Arcangelo Financial Advisors, LLC

Location

510 Haight Avenue, Suite 201

Poughkeepsie NY 12603

Advisors at this office

5

Advisors at this office

user avatar

Laura B

CFP®, Series 65

Poughkeepsie, NY

D'Arcangelo Financial Advisors, LLC

Laura Betros is a CFP® with six years of industry experience, currently serving at D'Arcangelo Financial Advisors, LLC as part of a six-advisor team. She worked at Willis Towers Watson for five years before joining D'Arcangelo Financial Advisors and has also operated as an independent insurance broker. D'Arcangelo Financial Advisors provides fee-based investment advisory and financial planning services to employer-sponsored retirement plans, trusts, estates, and charitable organizations. The firm emphasizes pension and 401(k) plan consulting and uses a long-term investment approach involving mutual funds, ETFs, and selected alternatives guided by written investment policy statements.

Wealth management General tax planning Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Retirement withdrawal strategies Founder/Business Owner
user avatar

John C

PFS™

Poughkeepsie, NY

D'Arcangelo Financial Advisors, LLC

John Cina Jr. is a financial advisor at D'Arcangelo Financial Advisors, LLC with the PFS™ designation and five years of industry experience. He has worked at Prager Metis CPAs since 2020 as a partner handling CPA-related duties and owns Exotic Hardwoods LLC, a woodworking and hardwood sales business. D'Arcangelo Financial Advisors provides fee-based investment advisory and financial planning services primarily to employer-sponsored retirement plans, trusts, estates, and charitable organizations. The firm emphasizes long-term allocations using mutual funds, ETFs, and selected alternatives, with a focus on pension and 401(k) plan consulting.

Wealth management General tax planning Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Retirement withdrawal strategies Founder/Business Owner
user avatar

Olivia S

Series 65

Poughkeepsie, NY

D'Arcangelo Financial Advisors, LLC

Olivia Santora is a financial advisor with D’Arcangelo Financial Advisors, LLC, holding a Series 65 credential and based in Poughkeepsie, NY. She has experience working at Burger Box and Mary Janes, totaling 11 years in her career. D’Arcangelo Financial Advisors provides fee-based investment advisory and financial planning services to clients including employer-sponsored retirement plans, trusts, estates, and charitable organizations. The firm emphasizes pension and 401(k) plan consulting and uses a long-term investment approach with mutual funds, ETFs, and selected alternatives.

Wealth management General tax planning Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Retirement withdrawal strategies Founder/Business Owner
user avatar

Thomas B

CFP®, CFA®, Series 63, Series 65

Poughkeepsie, NY

D'Arcangelo Financial Advisors, LLC

Thomas Betros is a CFP® and CFA® with eight years of experience in financial advisory. He is currently with D'Arcangelo Financial Advisors, LLC, where he has worked since 2025. His prior experience includes roles at Fidelity Investments, Northwestern Mutual, TD Ameritrade/Charles Schwab, and Commonwealth Financial Network. D'Arcangelo Financial Advisors provides fee-based investment advisory and financial planning services to a range of clients, including employer-sponsored retirement plans, trusts, estates, and charitable organizations. The firm focuses on pension and 401(k) plan consulting, using a long-term investment approach that incorporates mutual funds, ETFs, and selected alternatives guided by written policy statements and periodic reviews.

Wealth management General tax planning Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Retirement withdrawal strategies Founder/Business Owner
user avatar

Michael B

PFS™, Series 63, Series 66

Poughkeepsie, NY

D'Arcangelo Financial Advisors, LLC

Michael Betros is a financial advisor at D'Arcangelo Financial Advisors, LLC with 17 years of industry experience. He holds the PFS™ designation along with Series 63 and Series 66 licenses. His career includes roles at PragerMetis CPAs LLC since 2020 and managing his own firm, Michael C Betros Corp., since 2014. He serves as trustee for multiple irrevocable trusts. D'Arcangelo Financial Advisors provides fee-based investment advisory and financial planning services to clients including employer-sponsored retirement plans, trusts, estates, and charitable organizations. The firm emphasizes pension and 401(k) plan consulting and employs a long-term investment process using mutual funds, ETFs, and selected alternatives, supported by written investment policies and periodic reviews.

Wealth management General tax planning Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Retirement withdrawal strategies Founder/Business Owner
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