Newington, NH Office

Dakota Wealth, LLC advises a broad set of clients—individuals (including high‑net‑worth), trusts, foundations, retirement plans, charitable organizations, business enterprises, and pooled investment vehicles—providing wealth management, standalone financial planning, retirement plan advisory (including 3(21)/3(38) services), and portfolio management. The firm also acts as an investment manager for pooled vehicles and investment companies and serves as a sub‑advisor to a registered ETF.

The firm’s investment process is primarily long‑term and customized, combining fundamental, technical and quantitative analysis to construct diversified portfolios using mutual funds, ETFs, individual equities, fixed income, and select alternative or structured instruments. Dakota Wealth implements discretionary management, may delegate portions of mandates to unaffiliated independent managers, and offers optional strategies and held‑away retirement account management through a third‑party platform.

What is distinctive is the firm’s direct involvement in pooled and private fund structures and investment companies: Dakota Wealth (and affiliates) serve as general partner to the Persimmon Absolute Return private fund complex, manage pooled investment vehicles, and receive sub‑advisory compensation for the Dakota Active Equity ETF. The brochure discloses the resulting potential conflicts of interest (for example, fund management and sub‑advisory compensation and an affiliated tax services entity) and describes due diligence, disclosure, and oversight practices the firm uses to address those conflicts.