Daley Capital, Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Daley Capital, Inc. provides personalized investment management and financial planning primarily for individual clients and also serves high-net-worth individuals, trusts, estates, retirement plan participants and small businesses. Services include discretionary portfolio management using exchange-traded funds and mutual funds, written or hourly financial planning, seminars and occasional public speaking engagements.
The firm’s investment approach emphasizes diversified, long-term portfolios guided by modern portfolio theory and the Fama–French three-factor model, with periodic rebalancing and a preference for ETFs and no‑load mutual funds. Daley Capital uses both fundamental and technical analysis, manages client accounts on a discretionary basis, and charges advisory fees based on assets under management.
What is notable relative to many peers is that the principal maintains an affiliated insurance practice: an associated person holds an insurance license, sells fixed insurance products (term life and long‑term care), and may receive commissions disclosed to clients; the principal devotes roughly 5% of her time to insurance activities. The firm is a single-advisor practice managing approximately $4.0 million for about ten clients, recommends SSG/Pershing as a custodian, and notes operational practices such as not aggregating trades and not voting client proxies.
Client services
Expertise
Fee options
$450 to $2,500 for written financial plans, negotiable
$0 - $1,000,000: 1.0% Above $1,000,000+: Negotiable
Up to $250 per hour, negotiable
Main office
Bowie MD
Advisors at this office
1
Most active in
Maryland
Also doing business as
Daley Capital Management, Inc · Daley Capital, Inc · Financeark Capital Management, Inc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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