A complete list of active advisors currently associated with Daley Capital, Inc

Warmer can help you find a great advisor at Daley Capital, Inc or one who fits your needs even better.

Daley Capital, Inc. provides personalized investment management and financial planning primarily for individual clients and also serves high-net-worth individuals, trusts, estates, retirement plan participants and small businesses. Services include discretionary portfolio management using exchange-traded funds and mutual funds, written or hourly financial planning, seminars and occasional public speaking engagements. The firm’s investment approach emphasizes diversified, long-term portfolios guided by modern portfolio theory and the Fama–French three-factor model, with periodic rebalancing and a preference for ETFs and no‑load mutual funds. Daley Capital uses both fundamental and technical analysis, manages client accounts on a discretionary basis, and charges advisory fees based on assets under management. What is notable relative to many peers is that the principal maintains an affiliated insurance practice: an associated person holds an insurance license, sells fixed insurance products (term life and long‑term care), and may receive commissions disclosed to clients; the principal devotes roughly 5% of her time to insurance activities. The firm is a single-advisor practice managing approximately $4.0 million for about ten clients, recommends SSG/Pershing as a custodian, and notes operational practices such as not aggregating trades and not voting client proxies.

To learn more about the advisors currently working at Daley Capital, Inc, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.