A complete list of active advisors currently associated with Dalton Financial LLC

Warmer can help you find a great advisor at Dalton Financial LLC or one who fits your needs even better.

Dalton Financial LLC provides personal financial planning and discretionary investment management primarily to individuals, families, trusts, estates and closely held businesses. As of January 6, 2026 the brochure reports approximately $50 million in assets under management across a limited number of client relationships, and the firm integrates financial planning with ongoing investment oversight. The firm’s investment approach emphasizes strategic asset allocation over a three- to five-year horizon, using index-based ETFs and low-cost mutual funds as core holdings while selectively incorporating actively managed funds or individual securities where a differentiated risk‑reward case exists. Dalton Financial employs fundamental security analysis and a mix of public and subscription research sources and generally manages client accounts on a discretionary basis tailored to each client’s cash flow, liquidity and risk‑tolerance profile. Distinctive operational features noted in the brochure include a fee-only compensation policy with an explicit statement that the firm does not accept commissions, referral fees or soft-dollar benefits, and a practice of not voting client proxies. The firm also documents advisor qualification standards, maintains a formal business continuity plan (including plans for key-person contingency), and generally executes trades on an account-by-account basis rather than routinely aggregating orders.

To learn more about the advisors currently working at Dalton Financial LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.