Annapolis, MD Office
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Dauntless Advisory, LLC
Supported
Firm-wide stats for Dauntless Advisory, LLC
Clients per advisor
2 Very LowAvg AUM per client
$1,793,751 Very HighHNW client ratio
78% Very HighAbout
Dauntless Advisory, LLC provides discretionary portfolio management and integrated financial planning to individuals, high‑net‑worth individuals and charitable organizations, tailoring its services to each client’s goals, time horizon and risk tolerance. The firm documents client objectives and may implement portfolios on a discretionary basis or with client‑imposed restrictions.
DA’s investment approach combines cyclical and fundamental analysis, modern portfolio theory and quantitative tools, and it acts in a fiduciary capacity when advising retirement accounts. For certain separately managed-account strategies DA delegates day‑to‑day discretionary management to Brooklyn Investment Group, LLC, which implements ETF management, tax‑advantaged equity and balanced strategies and, in some implementations, long/short (including 130/30), short sales and leverage.
Compared with many peers, DA is a recently formed, manager‑managed adviser that reports approximately $16.14 million in discretionary regulatory assets under management while relying on a small client base and a four‑person advisory team, yet provides access to strategies that can use leverage and shorting through a subadviser. The firm discloses outside business activities for certain management persons, uses Charles Schwab as its recommended custodian, does not participate in wrap fee programs, and does not accept performance‑based fees.
Based on Dauntless Advisory, LLC
Expertise
Based on Dauntless Advisory, LLC
Location
Annapolis MD
Advisors at this office
3
Advisors at this office
Kenneth H
Series 65
Annapolis, MD
Dauntless Advisory, LLC
Kenneth Hockycko is a financial advisor at Dauntless Advisory, LLC with one year of industry experience. He holds a Series 65 designation and served in the U.S. Navy for 24 years before transitioning to financial advisory and consulting. Outside of financial services, he operates Hockycko Consulting, LLC, which advises firms on military operations, government relations, and leadership. Dauntless Advisory, LLC provides discretionary portfolio management and integrated financial planning to individuals, high-net-worth clients, and charitable organizations, tailoring strategies based on client goals and risk tolerance. The firm employs a combination of cyclical and fundamental analysis, modern portfolio theory, and quantitative tools, and offers access to specialized investment strategies through subadvisers.
William S
Series 63, Series 65, Series 66
Annapolis, MD
Dauntless Advisory, LLC
William Schwarz is a financial advisor at Dauntless Advisory, LLC with 12 years of industry experience. He holds Series 63, 65, and 66 licenses and previously worked at Citi Global Markets for 11 years before operating as a self-employed advisor. Dauntless Advisory provides discretionary portfolio management and integrated financial planning to individuals, high-net-worth clients, and charitable organizations. The firm uses a combination of cyclical and fundamental analysis, modern portfolio theory, and quantitative tools, and offers access to strategies involving leverage and short selling through a subadviser.
Jonathan M
Series 65
Annapolis, MD
Dauntless Advisory, LLC
Jonathan Mc Mahon is a financial advisor at Dauntless Advisory, LLC with one year of industry experience. He holds a Series 65 designation and previously worked in the technology sector at Amobee, Inc. and Videology, Inc. Dauntless Advisory, LLC provides discretionary portfolio management and integrated financial planning to individuals, high-net-worth clients, and charitable organizations. The firm uses a combination of cyclical and fundamental analysis, modern portfolio theory, and quantitative tools in its fiduciary advisory role, offering access to advanced strategies including leverage and short selling through a subadviser.
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