David, Alan R.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm is registered as an investment adviser but currently reports no assets under management and does not take custody or discretionary control of client securities. It provides comprehensive financial planning alongside accounting services — including tax planning, preparation, IRS representation, and business consulting — and sells insurance products; when clients require investment management the firm typically refers them to third‑party advisers.
Investment policy statements and asset allocation recommendations are tailored to client goals, but implementation is generally handled by outside investment advisers and custodians selected by those advisers. The firm relies on publicly available research and asset‑allocation models, may incorporate various insurance products into client strategies, and provides solicitor disclosures and copies of the outside advisers’ Form ADV to clients prior to referral.
Distinctive features include operating primarily as a Certified Public Accountant practice (about 95% of the adviser’s time), an affiliation with Legacy Capital Group and insurance companies, and a compensation mix that emphasizes hourly CPA fees, insurance commissions, and referral payments rather than relying primarily on percentage‑of‑AUM or performance‑based fees. The firm’s brochure also discloses past regulatory and financial events, including a revoked state securities license for failure to renew and a prior bankruptcy discharge.
Client services
Expertise
Fee options
Compensation received from sales of insurance policies as a percentage of premiums.
CPA services at $250 per hour.
Account minimum: $200,000 Fee-only: CPA services charged at $250 per hour; financial planning services are provided without fees; no fees charged for client referrals.
Main office
1101 S Winchester Blvd, Suite A 107
San Jose CA 95128
Advisors at this office
1
Most active in
California
Also doing business as
Alan Russell David · David, Alan R. · David, Alan Russell
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)