A complete list of active advisors currently associated with David, Alan R.
Warmer can help you find a great advisor at David, Alan R. or one who fits your needs even better.
The firm is registered as an investment adviser but currently reports no assets under management and does not take custody or discretionary control of client securities. It provides comprehensive financial planning alongside accounting services — including tax planning, preparation, IRS representation, and business consulting — and sells insurance products; when clients require investment management the firm typically refers them to third‑party advisers. Investment policy statements and asset allocation recommendations are tailored to client goals, but implementation is generally handled by outside investment advisers and custodians selected by those advisers. The firm relies on publicly available research and asset‑allocation models, may incorporate various insurance products into client strategies, and provides solicitor disclosures and copies of the outside advisers’ Form ADV to clients prior to referral. Distinctive features include operating primarily as a Certified Public Accountant practice (about 95% of the adviser’s time), an affiliation with Legacy Capital Group and insurance companies, and a compensation mix that emphasizes hourly CPA fees, insurance commissions, and referral payments rather than relying primarily on percentage‑of‑AUM or performance‑based fees. The firm’s brochure also discloses past regulatory and financial events, including a revoked state securities license for failure to renew and a prior bankruptcy discharge.
To learn more about the advisors currently working at David, Alan R., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
San Jose, CA
| 18
|
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