Davies Financial Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$89,908,619
Clients
125
Advisors
3
across 2 offices
About
Davies Financial Advisors serves individual clients (including high‑net‑worth individuals), businesses, retirement plans, charitable organizations and insurance‑industry clients with financial planning, discretionary asset management and retirement plan consulting. The firm offers written financial plans and portfolio management across a broad range of investments, including stocks, bonds, mutual funds, ETFs, alternative investments, and variable and fixed‑indexed insurance products, and provides access to Commonwealth’s PPS Custom and PPS Select programs.
The firm’s advisors gather clients’ financial history, goals and risk tolerance to develop individualized asset‑allocation strategies and typically manage accounts on a discretionary basis with regular monitoring and at least annual reviews; clients may impose reasonable restrictions or elect nondiscretionary arrangements. Davies Financial Advisors describes using multiple methods of analysis (fundamental, technical, quantitative and qualitative) and may implement model portfolios or third‑party‑managed solutions available through Commonwealth.
Noteworthy disclosures in the brochure highlight the firm’s reliance on custody and platform relationships (Commonwealth/NFS and Schwab) that provide technology, research and marketing support, and various economic benefits to the firm and its advisors; the brochure explains those relationships, associated conflicts (including rollover considerations and revenue‑sharing) and policies to address them. The firm’s documented ability to offer private placements, direct participation programs, structured products and insurance‑linked investments, together with explicit disclosure that product vendors may provide monetary and non‑monetary marketing support, distinguishes its service mix from many peers.
Client services
Occupation focus
Fee options
Fixed financial planning fees typically ranging from $7,500 to $150,000 per engagement.
$0 - $50,000: 2.25% $50,000 - $100,000: 2.00% $100,000 - $250,000: 1.75% $250,000+: 1.50%
Hourly financial planning fees from $250 to $500 per hour; Retirement Plan Consulting fees up to $500 per hour.
Account minimum: $500,000 Minimum fee: Commonwealth PPS Select program minimum annual program fee of $600 ($150 quarterly) for certain accounts. Fee-only: Financial planning services hourly fees from $250 to $500 per hour; fixed fees ranging from $7,500 to $150,000 per engagement.
Main office
See office25109 Jefferson Ave, Suite 205
Murrieta CA 92562
Advisors at this office
2
Offices (2)
Most active in
Arizona · California · Idaho · Nebraska · Nevada · Oregon · Tennessee · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Andrew D
CFP®, Series 63, Series 65
Murrieta, CA
Davies Financial Advisors, Inc.
Andrew Davies is a CFP® professional with 26 years of industry experience. He is affiliated with Davies Financial Advisors, Inc., where he has worked since 2006, and previously with Commonwealth Financial Network for 16 years. Outside of his advisory role, Davies serves as a board member of an insurance brokerage firm and is a licensed insurance agent. Davies Financial Advisors provides financial planning, discretionary asset management, and retirement plan consulting to individual clients, businesses, pension/profit-sharing plans, and charitable organizations. The firm employs multiple methods of analysis and manages client accounts on a discretionary basis, offering access to a broad range of securities and insurance products.
Justin S
CFP®, Series 66
Murrieta, CA
Davies Financial Advisors, Inc.
Justin Simmons is a CFP® with 18 years of industry experience and is currently affiliated with Davies Financial Advisors, Inc. He has worked at Commonwealth Financial Network and Morgan Stanley, among other firms. Simmons is in the process of transitioning clients to CCG Wealth Management LLC while maintaining dual registration during this period. Davies Financial Advisors serves individual and high-net-worth clients, businesses, retirement plans, charitable organizations, and insurance-industry clients with financial planning, discretionary asset management, and retirement plan consulting. The firm employs multiple methods of analysis to develop individualized asset-allocation strategies and offers a range of investment products, including access to Commonwealth’s PPS Custom and PPS Select programs.
Lyndsay D
Series 65
Murrieta, CA
Davies Financial Advisors, Inc.
Lyndsay Davies is a Series 65 licensed financial advisor with Davies Financial Advisors, Inc., bringing two years of industry experience. She has worked at CCG Wealth Management LLC and Davies Financial Advisors, Inc., and previously held roles outside finance including positions in education. Ms. Davies is also CEO of Evergreen Marketing Enterprises, an administrative and consulting business, and is a licensed insurance agent involved in insurance sales and implementation. Davies Financial Advisors provides financial planning, discretionary asset management, and retirement plan consulting to individuals, businesses, and charitable organizations. The firm uses multiple analytical methods and manages client accounts primarily on a discretionary basis, offering access to a broad range of securities and insurance products.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")