Germantown, TN Office

The firm provides discretionary portfolio management primarily to individuals (including high‑net‑worth clients), as well as small businesses, trusts, estates, and retirement plans, and typically charges fees based on a percentage of assets under management. It also facilitates access to third‑party money managers and conducts periodic account reviews and reporting through its custodian.

DCJ Global’s investment process combines technical analysis—point‑and‑figure charting and other trend indicators are identified as a cornerstone—with fundamental, top‑down security evaluation to assess market, sector, and individual‑stock risk. Portfolios are managed tactically with the ability to overweight or underweight asset classes and make security‑level adjustments; the firm may also use options, margin, and alternative investments in appropriate circumstances.

Distinctive features include its hybrid operating model and ownership structure: the firm is sole‑owned and its advisers are registered representatives of a broker‑dealer, so they provide both fee‑based advisory services and commission‑based brokerage offerings. As a result, clients are generally expected to use the affiliated broker‑dealer for custody and certain sponsored programs, and the firm discloses attendant conflicts (including availability of insurance and sponsored manager programs on the brokerage side) and describes monitoring and disclosure practices to address them.