A complete list of active advisors currently associated with Defined Capital LLC
Warmer can help you find a great advisor at Defined Capital LLC or one who fits your needs even better.
Defined Capital provides discretionary asset management, comprehensive financial planning (full plans, hourly consultations and ongoing planning), and retirement-plan consulting for individuals, high‑net‑worth clients, and plan sponsors. The firm also makes use of unified managed account/OPM programs and may engage sub‑advisors or third‑party strategists to implement model portfolios. Portfolios are constructed around each client’s stated goals, time horizon and risk tolerance, with periodic reviews at least quarterly and flexibility to rebalance or trade when market conditions or client objectives change. For accounts using model strategies the firm employs overlay managers and offers optional tax‑aware services, including tax overlay management and tax‑loss harvesting, intended to preserve model risk/return characteristics while addressing taxable-event timing. What is noteworthy relative to peers is the firm’s explicit retirement‑plan practice: it serves as a limited‑scope ERISA 3(21) fiduciary for 401(k), 403(b), pension and similar plans, providing IPS development, investment option monitoring and participant education — a capability less common among independent advisers. The firm’s principal also maintains an affiliated insurance practice and receives commissions from insurance sales; the brochure discloses this conflict of interest and describes mitigations and the client’s option to use other providers.
To learn more about the advisors currently working at Defined Capital LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Oak Brook, IL
| 14
|
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")