Delta Wealth Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$146,859,886
Clients
176
Advisors
3
of 5 employees
About
Delta Wealth Advisors serves individuals — including high-net-worth and accredited investors — as well as business entities, offering discretionary portfolio management, financial planning within its Net Worth Model, and a separate Business Advisory service. The firm delivers written Investment Policy Statements, regular portfolio monitoring, and model-based allocations through both AUM and Net Worth service models.
The firm’s investment process combines modern portfolio theory with fundamental, charting, and cyclical analysis and implements both long- and short-term trading strategies, typically favoring ETFs while also using sub-advisors and, in limited cases, options strategies. Delta Wealth Advisors generally seeks discretionary trading authority, tailors allocations to client goals and risk tolerances, and makes private alternative investments available to qualified clients; the brochure also notes potential use of Bitcoin exchange-traded funds in certain model portfolios.
A distinctive aspect disclosed in the brochure is that the firm’s principals have an ownership interest in an affiliated accounting practice and may offer clients accounting-related services through that outside activity, a relationship the firm identifies as a potential conflict to be managed. The firm also emphasizes entity-level Business Advisory work, pension-plan fiduciary services, and active oversight and communication regarding private alternative investments — features that differentiate it from many peers.
Client services
Expertise
Occupation focus
Fee options
Business advisory services flat annual fees ranging from $0 to $200,000; Pension planning fees of $2,500 for 3(21) Fiduciary Services and $3,500 for 3(38) Fiduciary Services annually; Trailblazer subset pays $1,875 quarterly ($7,500 annually minimum)
$1 - $999,999: 1.25% $1,000,000 - $2,999,999: 1.00% $3,000,000 - $4,999,999: 0.90% $5,000,000 - $9,999,999: 0.80% $10,000,000+: 0.70%
Account minimum: $1 Minimum fee: Minimum annual fee of $15,000 for Net Worth Model; Minimum annual fee of $7,500 for Trailblazer subset
Main office
Indianapolis IN
Advisors at this office
3
Most active in
Florida · Illinois · Indiana · Michigan · Nebraska · Tennessee · Texas
Also doing business as
Delta Wealth Advisors LLC · Delta Wealth Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Nathan S
CFP®
Indianapolis, IN
Delta Wealth Advisors LLC
Nathan Stone is a CFP® professional at Delta Wealth Advisors LLC with two years of industry experience. Prior to joining the firm, he spent five years at Indiana University and four years at Lawrence North. Delta Wealth Advisors serves individual and business clients, including high-net-worth and accredited investors, providing discretionary portfolio management, financial planning, and business advisory services. The firm combines modern portfolio theory with fundamental, charting, and cyclical analysis, offering tailored allocations and private alternative investments to qualified clients.
Dino E
CFP®, Series 66
Indianapolis, IN
Delta Wealth Advisors LLC
Dino Efthimiou is a Certified Financial Planner® with 21 years of experience in the financial services industry. He is currently a principal at Delta Wealth Advisors LLC and previously worked at Wealth Advisory Solutions, LLC, Morgan Stanley Private Bank, and Morgan Stanley Smith Barney. Delta Wealth Advisors serves high-net-worth and accredited individuals as well as business entities, providing discretionary portfolio management, financial planning, and business advisory services. The firm employs a combination of modern portfolio theory and fundamental, charting, and cyclical analysis to manage tailored investment strategies, including the use of ETFs, sub-advisors, options, and private alternative investments.
Nicholas F
CFA®, Series 66
Indianapolis, IN
Delta Wealth Advisors LLC
Nicholas Finnigan is a CFA® charterholder and Series 66 licensed financial advisor with 10 years of industry experience. He has worked at Delta Wealth Advisors LLC since 2017 and previously held roles at Morgan Stanley and Morgan Stanley Private Bank N.A. He holds a 24.5% ownership stake in Delta Wealth CPA's and Advisors. Delta Wealth Advisors serves individuals, including high-net-worth and accredited investors, as well as business entities, providing discretionary portfolio management, financial planning, and business advisory services. The firm employs a combination of modern portfolio theory, fundamental and cyclical analysis, and model-based allocations, with a focus on ETFs, sub-advisors, and selective options strategies, and offers private alternative investments to qualified clients.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)