DFG Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
DFG Wealth Management provides investment management and financial planning primarily to individual and high‑net‑worth clients, combining ongoing portfolio management with standalone planning services and access to estate‑planning tools through a third‑party platform. The firm offers in‑house discretionary portfolios as well as the option to refer assets to third‑party money managers, consistent with the common practice among peers of managing individual accounts for fee‑based clients.
The firm’s investment process blends fundamental and technical analysis, uses active sector rotation and the discretion to move assets to cash, and includes strategies ranging from long‑term holds to short‑term trading, options, short sales and margin transactions. It operates as a single‑advisor practice managing roughly $65 million for about 143 clients, with accounts reviewed by the firm’s sole managing member and tailored to client restrictions and risk tolerances.
What distinguishes the firm is its combination of a solo‑advisor structure with relatively substantial assets under management, an in‑house concentrated ESG “Best 10” equity portfolio drawn from a screened universe of U.S. names, and an affiliation with insurance and tax businesses that can involve commissionable products and fee‑sharing arrangements with outside managers. The firm also facilitates estate document preparation via an online provider and discloses potential conflicts when recommending commissionable or third‑party solutions.
Client services
Expertise
Fee options
Fixed financial planning fees range from $1,000 to $10,000 depending on services selected; also specific fixed fees such as $1,000 for each planning service, $1,500 for Estate Planning through Wealth, Inc.
$0 - $500,000: 1.75% $500,001 - $1,000,000: 1.50% $1,000,001 - $2,000,000: 1.25% $2,000,001+: 1.00%
$100 to $150 per hour
Account minimum: $100,000
Main office
806 W. Bartlett Road
Bartlett IL 60103
Advisors at this office
1
Most active in
Illinois · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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