A complete list of active advisors currently associated with DFG Wealth Management, LLC

Warmer can help you find a great advisor at DFG Wealth Management, LLC or one who fits your needs even better.

DFG Wealth Management provides investment management and financial planning primarily to individual and high‑net‑worth clients, combining ongoing portfolio management with standalone planning services and access to estate‑planning tools through a third‑party platform. The firm offers in‑house discretionary portfolios as well as the option to refer assets to third‑party money managers, consistent with the common practice among peers of managing individual accounts for fee‑based clients. The firm’s investment process blends fundamental and technical analysis, uses active sector rotation and the discretion to move assets to cash, and includes strategies ranging from long‑term holds to short‑term trading, options, short sales and margin transactions. It operates as a single‑advisor practice managing roughly $65 million for about 143 clients, with accounts reviewed by the firm’s sole managing member and tailored to client restrictions and risk tolerances. What distinguishes the firm is its combination of a solo‑advisor structure with relatively substantial assets under management, an in‑house concentrated ESG “Best 10” equity portfolio drawn from a screened universe of U.S. names, and an affiliation with insurance and tax businesses that can involve commissionable products and fee‑sharing arrangements with outside managers. The firm also facilitates estate document preparation via an online provider and discloses potential conflicts when recommending commissionable or third‑party solutions.

To learn more about the advisors currently working at DFG Wealth Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.