DHL Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
DHL Wealth Management LLC provides ongoing portfolio management and financial planning to individual clients, including high‑net‑worth individuals, and offers estate‑planning referrals plus periodic educational seminars and workshops. The firm creates an individualized Investment Policy Statement for each client and may direct clients to third‑party advisers for implementation.
DHL’s investment approach is grounded in modern portfolio theory and long‑term trading, with discretionary management guided by documented risk tolerances and quarterly reviews. The firm typically uses mutual funds, ETFs, equities, and fixed income, and implements advice through custodial services at Schwab Institutional and, when appropriate, third‑party managers.
What is distinctive in the brochure is the firm’s insurance affiliation: certain supervised persons are licensed insurance agents and the firm discloses a practice of primarily recommending fixed‑income annuities, which can create commission‑based conflicts that are documented in client files. At a relatively modest scale — roughly $7.45 million in discretionary assets — DHL also highlights fixed‑fee estate planning options, a referral relationship with Estate Guru, and a recent formal addition of client education seminars.
Client services
Expertise
Fee options
Financial Planning: $5,000 (negotiable); Estate Planning Services: Trust $1,700, Will - Individual $650, Will - Married $750, Real Estate Retitling $250
1.00% annually
Main office
2435 N Central Expressway, 775
Richardson TX 75088
Advisors at this office
5
Most active in
California · Florida · Texas
Also doing business as
Dhl Wealth Management · Dhl Wealth Management LLC · Dhl Wealth Management Limited Liability Company
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Roger F
Series 65
Richardson, TX
DHL Wealth Management LLC
Roger Frigstad is a financial advisor at DHL Wealth Management LLC with one year of industry experience. He holds a Series 65 credential and previously worked at Frost & Sullivan for ten years. He also serves as an independent insurance agent at American Senior Benefits, assisting clients with Medicare and insurance-related matters. DHL Wealth Management LLC provides portfolio management and financial planning services to individual and high-net-worth clients, emphasizing modern portfolio theory and long-term trading. The firm offers customized Investment Policy Statements, estate-planning referrals, and educational seminars, using a range of investment vehicles and custodial services.
Anthony L
Series 65
Richardson, TX
DHL Wealth Management LLC
Anthony Lara is a financial advisor with DHL Wealth Management LLC in Richardson, TX, holding a Series 65 designation and three years of industry experience. He previously worked at Peak American Investment Advisors, Inc. for six years. Lara is also a licensed insurance agent with American Senior Benefits. DHL Wealth Management LLC provides portfolio management and financial planning services to individual and high-net-worth clients, offering estate-planning referrals and educational seminars. The firm follows a long-term, risk-based investment approach using mutual funds, ETFs, equities, and fixed income, with discretionary management and quarterly reviews.
Christopher S
Series 66
Richardson, TX
DHL Wealth Management LLC
Christopher Soviero is a financial advisor at DHL Wealth Management LLC in Richardson, TX, holding a Series 66 license with seven years of industry experience. His prior roles include positions at UBS, Commerce Trust, Hillcrest Bank, and Wells Fargo. DHL Wealth Management LLC provides portfolio management and financial planning services primarily to individual and high-net-worth clients, offering estate-planning referrals and educational seminars. The firm employs a long-term investment approach based on modern portfolio theory and manages assets through custodial services at Schwab Institutional and third-party managers when appropriate.
Aaron H
Series 65
Richardson, TX
DHL Wealth Management LLC
Aaron Hutchinson is a financial advisor at DHL Wealth Management LLC with four years of industry experience. He holds a Series 65 designation and previously worked at Peak American Investment Advisors, Inc. and Sonic Automotive. Hutchinson is also licensed to sell insurance with American Senior Benefits. DHL Wealth Management LLC provides portfolio management and financial planning services to individual and high-net-worth clients. The firm employs a long-term, modern portfolio theory-based approach, offers estate-planning referrals, and conducts educational seminars and workshops.
Paden D
Series 65
Richardson, TX
DHL Wealth Management LLC
Paden Demuth is a financial advisor at DHL Wealth Management LLC with five years of industry experience. He holds a Series 65 designation and has previously worked at Paycom and Peak American Investment Advisors, Inc. In addition to his advisory role, he is licensed to sell insurance with American Senior Benefits. DHL Wealth Management provides portfolio management and financial planning services primarily to individual and high-net-worth clients, emphasizing modern portfolio theory and long-term trading. The firm creates individualized Investment Policy Statements and offers estate-planning referrals, educational seminars, and uses custodial services at Schwab Institutional alongside third-party managers.
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