Disciplined Portfolio Solutions LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$200,983,674
Clients
58
Advisors
1
of 1 employees
About
Disciplined Portfolio Solutions LLC manages approximately $230.7 million for 58 clients, primarily individuals and high-net-worth individuals, and also serves pension plans and corporate entities. The firm provides ongoing investment supervisory services and complimentary financial planning, documenting client goals and risk tolerance in an Investment Policy Statement.
The firm’s process combines charting, fundamental, technical, and cyclical analysis to build portfolios and uses a range of strategies including long- and short-term trading, short sales, margin transactions, and options writing. DPS reports most assets as non-discretionary ($198,855,960 non-discretionary vs. $31,863,725 discretionary as of December 2025), so clients commonly retain final trading authority while the adviser implements agreed plans and may take discretionary authority when authorized.
Compared with peers, DPS is notable for its high assets-per-advisor level (over $200 million of AUM per advisor) and for operating with a predominantly non-discretionary asset base, a combination that is uncommon among similar firms. The firm also requires use of its recommended custodian, aggregates block trades, receives research/soft-dollar services from the custodian, and conducts at least monthly account reviews by its designated reviewer.
Client services
Expertise
Fee options
$0 - $1,000,000: 0.75% $1,000,001 - $3,000,000: 0.65% $3,000,001+: 0.50%
Main office
Leland NC
Advisors at this office
1
Most active in
Florida · New York · North Carolina
Also doing business as
Disciplined Portfolio Solutions LLC · Disciplined Portfolio Strategies · Dps
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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