Dolphin Financial Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Dolphin Financial Group provides discretionary asset management, negotiable fixed‑fee financial planning, and referrals to third‑party money managers for individual clients and other entities. The solo advisory practice manages about $9.1 million in client assets across roughly 60 client relationships.
The firm constructs portfolios based on client goals, time horizons and risk tolerance and uses a mix of fundamental, technical and cyclical analysis in its investment process. Dolphin uses technology platforms (including Betterment Institutional), may delegate management to independent managers, and typically delivers financial planning work within a six‑month timeframe.
A noteworthy aspect of the firm is its affiliation with an insurance business: the owner is a licensed insurance agent who spends a portion of his time on that activity and may offer insurance products to clients, a relationship the firm discloses as a potential conflict of interest. Dolphin also discloses ongoing referral and fee‑sharing arrangements with third‑party managers (including Gradient Investments) and platform incentives from Betterment Institutional, and it does not vote client proxies.
Client services
Expertise
Fee options
Financial planning and consulting fees between $500 and $5,000 fixed fee.
$0 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.85% $2,000,001 - $3,000,000: 0.60% $3,000,001+: 0.50%
Fee-only: Financial planning and consulting fees range from $500 to $5,000 fixed fee, negotiable based on complexity and client needs.
Main office
2430 Estancia Blvd., Suite 206
Clearwater FL 33761
Advisors at this office
1
Most active in
Florida
Also doing business as
Dolphin Financial Group · Dolphin Wealth Management, Inc. · Trs Wealth Management, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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