Nasdaq Dorsey Wright
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$420,945,138
Clients
806
Advisors
21
across 3 offices
About
Nasdaq Dorsey Wright serves individual investors (including high‑net‑worth individuals) and a range of institutional clients and financial professionals, including mutual funds, unit investment trusts, ETFs and pension/profit‑sharing plans. The firm offers discretionary investment management for individuals alongside impersonal research and subscription services, seminars/webinars, hourly consulting, and licensing or sub‑advisory services to investment companies and product sponsors.
Its investment approach is rules‑based and technical, centered on Point & Figure charting and relative strength methodologies such as DALI and Tactical Tilt; individualized investment management applies the same technical analysis used in its research and is implemented by qualified IA Representatives with operational support from SEI. Nasdaq Dorsey Wright publishes model portfolios and daily research reports as impersonal guidance, noting that many of those models are presented without embedded suitability or risk‑management overlays while client accounts may include tailored restrictions.
Distinctive features include a significant paid subscription business with tiered digital research packages and a Daily Equity Report, roughly one hundred managed model portfolios on its platform, and extensive index/model licensing to multiple ETF and product sponsors (for example, Invesco, First Trust, AdvisorShares and ProShares). The firm is also registered as a Commodity Trading Adviser and may transact in futures, and it emphasizes model/index licensing and impersonal research over comprehensive financial planning while disclosing procedures to manage conflicts tied to related‑party index licensing and dual‑registered activities.
Client services
Expertise
Fee options
Flat fees or negotiated prices for seminars, webinars, and educational events
$0 - $500,000: 1.25% $500,000 - $1,000,000: 1.00% $1,000,000 - > $1,000,000: 0.75%
Hourly charges vary depending on the task for special services such as portfolio evaluation or conference calls
Subscription fees for research and subscription services: Basic $79/month, Professional $299/month, Elite $399/month
Account minimum: $100,000 Minimum fee: Minimum annual fees range from $1,000 to $2,500 depending on the strategy Fee-only: Advisory fees based on assets under management; no commissions included
Main office
See office3300 W Leigh Street
Richmond VA 23230
Advisors at this office
19
Offices (3)
Most active in
Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Also doing business as
Dorsey Wright & Associates · Dorsey Wright Money Management · Dorsey, Wright & Associates, Inc. · Dorsey, Wright & Associates, LLC · Nasdaq Dorsey Wright
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)