New York, NY W 42nd Street Office

Nasdaq Dorsey Wright serves individual investors (including high‑net‑worth individuals) and a range of institutional clients and financial professionals, including mutual funds, unit investment trusts, ETFs and pension/profit‑sharing plans. The firm offers discretionary investment management for individuals alongside impersonal research and subscription services, seminars/webinars, hourly consulting, and licensing or sub‑advisory services to investment companies and product sponsors.

Its investment approach is rules‑based and technical, centered on Point & Figure charting and relative strength methodologies such as DALI and Tactical Tilt; individualized investment management applies the same technical analysis used in its research and is implemented by qualified IA Representatives with operational support from SEI. Nasdaq Dorsey Wright publishes model portfolios and daily research reports as impersonal guidance, noting that many of those models are presented without embedded suitability or risk‑management overlays while client accounts may include tailored restrictions.

Distinctive features include a significant paid subscription business with tiered digital research packages and a Daily Equity Report, roughly one hundred managed model portfolios on its platform, and extensive index/model licensing to multiple ETF and product sponsors (for example, Invesco, First Trust, AdvisorShares and ProShares). The firm is also registered as a Commodity Trading Adviser and may transact in futures, and it emphasizes model/index licensing and impersonal research over comprehensive financial planning while disclosing procedures to manage conflicts tied to related‑party index licensing and dual‑registered activities.