Dreams Investment Solutions
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Dreams Investment Solutions is a state-registered investment adviser that serves institutional Clients—such as registered investment advisers, registered investment companies, broker-dealers, non-retail family offices, trusts, and foundations—providing discretionary subadvisory investment management. It implements strategies on behalf of those Clients’ retail customers under written subadvisory agreements but does not receive or evaluate the underlying retail clients’ personal financial information or suitability data.
The firm’s investment approach is top-down macroeconomic analysis, using publicly available federal and other data to build models that emphasize trends in output and employment rather than absolute levels. Portfolios are managed discretionary and may include structured notes, individual equities, fixed income, options, mutual funds, and ETFs, with an expressed objective of seeking lower volatility and principal protection while acknowledging that outcomes are not guaranteed.
Operationally, DREAMS is a small, single-management adviser that operates primarily as a subadvisor rather than maintaining direct retail client relationships, does not hold custody of client assets, and recently changed registration to state (DFPI) oversight—features that distinguish it from many peers. The firm’s focus on structured note strategies for institutional subadvisory clients and its reliance on Clients to handle suitability, custodian selection, and client-facing obligations are notable operational differences compared with typical advisory firms.
Client services
Expertise
Fee options
Up to 1.80% annually (negotiable, varies by account type and strategy)
Main office
465 Williams Street
Folsom CA 95630
Advisors at this office
1
Most active in
California · Florida
Disclosures
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Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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