A complete list of active advisors currently associated with Dreams Investment Solutions
Warmer can help you find a great advisor at Dreams Investment Solutions or one who fits your needs even better.
Dreams Investment Solutions is a state-registered investment adviser that serves institutional Clients—such as registered investment advisers, registered investment companies, broker-dealers, non-retail family offices, trusts, and foundations—providing discretionary subadvisory investment management. It implements strategies on behalf of those Clients’ retail customers under written subadvisory agreements but does not receive or evaluate the underlying retail clients’ personal financial information or suitability data. The firm’s investment approach is top-down macroeconomic analysis, using publicly available federal and other data to build models that emphasize trends in output and employment rather than absolute levels. Portfolios are managed discretionary and may include structured notes, individual equities, fixed income, options, mutual funds, and ETFs, with an expressed objective of seeking lower volatility and principal protection while acknowledging that outcomes are not guaranteed. Operationally, DREAMS is a small, single-management adviser that operates primarily as a subadvisor rather than maintaining direct retail client relationships, does not hold custody of client assets, and recently changed registration to state (DFPI) oversight—features that distinguish it from many peers. The firm’s focus on structured note strategies for institutional subadvisory clients and its reliance on Clients to handle suitability, custodian selection, and client-facing obligations are notable operational differences compared with typical advisory firms.
To learn more about the advisors currently working at Dreams Investment Solutions, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Folsom, CA
| 31
|
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