Duke and Duke Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides asset management and written financial planning and consulting primarily to individual clients, managing about $101.6 million across roughly 244 client accounts and generally requiring a $50,000 minimum for managed accounts. Services are delivered through licensed investment adviser representatives and can include introductions to third‑party sub‑advisers or co‑advisors, with custody arrangements maintained at Schwab.
The firm actively monitors accounts and provides buy/sell recommendations but manages client assets on a non‑discretionary basis, meaning it seeks client approval before implementing trades. Its stated investment approach emphasizes long‑term purchases and due diligence of third‑party managers, and it typically recommends pooled vehicles such as mutual funds and ETFs rather than individual stock or option strategies.
Distinctive features disclosed in the brochure include that all reported assets are currently managed non‑discretionarily, that representatives may sell insurance products in a separate capacity (and receive commissions), and that the firm disclosed a prior consent order and $100,000 monetary penalty. The ownership structure includes two large passive owners alongside a managing member, and the firm recently reached the asset threshold to register with the SEC.
Client services
Expertise
Fee options
$0 - $1,000,000: 1% $1,000,000 - $2,000,000: 0.75% $2,000,000 - $3,000,000: 0.60% $3,000,000+: 0.50%
Account minimum: $50,000 Fee-only: Asset management fees billed quarterly in arrears based on average daily balance of the Account during the billing period. Fees prorated for partial periods. Financial planning and consulting services provided at no additional charge to asset management clients.
Main office
3359 Durham Road, Suite 100
Doylestown PA 18902
Advisors at this office
3
Most active in
New Jersey
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Ryan K
CFP®, Series 66
Doylestown, PA
Duke and Duke Wealth Management LLC
Ryan Kelly is a CFP® and holds a Series 66 license with 12 years of industry experience. He has worked at Duke and Duke Wealth Management LLC since 2025 and previously held positions at FutureFWD Advisors, Thrive Financial Services, Boenning & Scattergood, and Thrive Wealth Management. Duke and Duke Wealth Management LLC provides asset management and written financial planning primarily to individual clients, managing about $101.6 million across approximately 244 accounts. The firm offers non-discretionary management with a focus on long-term investments and due diligence of third-party managers, typically recommending mutual funds and ETFs.
Phillip L
Series 63, Series 65
Doylestown, PA
Duke and Duke Wealth Management LLC
Phillip Lorenzon is a financial advisor with Duke and Duke Wealth Management LLC, holding Series 63 and Series 65 designations and bringing 11 years of industry experience. His career includes roles at Secure Retirement Strategies, LPL Financial, Great Valley Advisor Group, New Perspective Financial Group, The Leaders Group, and Prudential entities. Duke and Duke Wealth Management LLC provides asset management and financial planning primarily to individual clients, managing approximately $101.6 million across about 244 accounts. The firm operates on a non-discretionary basis, emphasizing long-term investment strategies with a focus on mutual funds and ETFs, and maintains custody relationships through Schwab.
Jesse D
CFP®, Series 66
Doylestown, PA
Duke and Duke Wealth Management LLC
Jesse Danielson is a CFP® professional with nine years of industry experience, currently serving as an advisor at Duke and Duke Wealth Management LLC since 2024. His prior experience includes roles at The Vanguard Group, Raymond James & Associates, and D.K. Brede Investment Management. Outside of his advisory work, he is also engaged as a delivery driver in Wayne, PA. Duke and Duke Wealth Management primarily serves individual clients with asset management and written financial planning, managing approximately $101.6 million across about 244 accounts. The firm emphasizes non-discretionary management with long-term investment approaches, focusing on mutual funds and ETFs and providing services through licensed advisers with custody maintained at Schwab.
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