A complete list of active advisors currently associated with Duke and Duke Wealth Management LLC

Warmer can help you find a great advisor at Duke and Duke Wealth Management LLC or one who fits your needs even better.

The firm provides asset management and written financial planning and consulting primarily to individual clients, managing about $101.6 million across roughly 244 client accounts and generally requiring a $50,000 minimum for managed accounts. Services are delivered through licensed investment adviser representatives and can include introductions to third‑party sub‑advisers or co‑advisors, with custody arrangements maintained at Schwab. The firm actively monitors accounts and provides buy/sell recommendations but manages client assets on a non‑discretionary basis, meaning it seeks client approval before implementing trades. Its stated investment approach emphasizes long‑term purchases and due diligence of third‑party managers, and it typically recommends pooled vehicles such as mutual funds and ETFs rather than individual stock or option strategies. Distinctive features disclosed in the brochure include that all reported assets are currently managed non‑discretionarily, that representatives may sell insurance products in a separate capacity (and receive commissions), and that the firm disclosed a prior consent order and $100,000 monetary penalty. The ownership structure includes two large passive owners alongside a managing member, and the firm recently reached the asset threshold to register with the SEC.

To learn more about the advisors currently working at Duke and Duke Wealth Management LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.