Dutton Financial Planning, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary asset management, personal and business financial planning, and ERISA 3(21) retirement-plan advisory services to individuals, high‑net‑worth clients, trusts, estates and business entities. It also arranges third‑party management through sub‑advisors and a co‑advisor relationship to deliver model portfolios and ongoing oversight.
DFP tailors portfolios to each client’s goals, time horizon and risk tolerance and conducts periodic account reviews with rebalancing as appropriate; day‑to‑day trading authority is typically discretionary. The firm may engage sub‑advisors or third‑party managers and discloses the use of a range of techniques — including options and other derivatives and the ability to trade on margin — within its risk framework.
What is distinctive about the firm is its explicit use of derivatives in separately managed accounts, an approach the brochure highlights and that is uncommon among similar independent advisers. The firm operates at a modest scale with a limited number of client relationships, combines outsourced model/co‑advisor arrangements with in‑house oversight, and its principal holds CFP and CIMA professional credentials.
Client services
Expertise
Occupation focus
Fee options
Personal Financial Planning and Business Financial Planning fees range from $3,500 to $7,500 based on complexity and client situation; billed 100% in advance.
$0 - $1,999,999: 1.00% annually $2,000,000 - $5,000,000: 0.75% annually Over $5,000,000+: 0.50% annually
Main office
Aledo TX
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)