A complete list of active advisors currently associated with Dutton Financial Planning, LLC

Warmer can help you find a great advisor at Dutton Financial Planning, LLC or one who fits your needs even better.

Dutton Financial Planning, LLC provides discretionary asset management, personal and business financial planning, and ERISA retirement-plan advisory services to individuals, high‑net‑worth clients, trusts, estates and business entities. The firm also uses co‑advisor and sub‑advisor arrangements to deliver portfolio management and charges asset‑based management fees while offering fixed‑fee financial plans. The firm’s investment process is discretionary and tailored to client objectives, with periodic reviews and rebalancing and the ability to hire sub‑advisors or a third‑party portfolio manager to run model portfolios. The brochure explicitly addresses the firm’s use of options and margin and discusses the risks of options and other derivatives in client accounts, including as part of third‑party or separately managed strategies. Noteworthy features for a firm of this size include the recent addition of ERISA 3(21) plan services and formal co‑advisor/sub‑advisor fee‑sharing arrangements with third‑party managers, which the firm discloses as potential conflicts of interest. The firm manages a modest amount of client assets (about $551,705) for a small number of relationships and documents compliance measures—written agreements, disclosures and quarterly trade and account reviews—to mitigate conflicts tied to sub‑advisor selection and fee sharing.

To learn more about the advisors currently working at Dutton Financial Planning, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.