Westerville, OH Office
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Eastwind Capital Wealth Management
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About
Eastwind Capital Wealth Management provides discretionary portfolio management and limited financial consulting to individuals, banks, pension and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. The firm documents client objectives with investment policy statements and requires discretionary trading authority to implement its Specialized Strategic Investment Model.
The Specialized Strategic Investment Model seeks income with an emphasis on capital preservation, typically holding 10 to 25 individual positions and considering factors such as dividend consistency, liquidity, technical strength, and macro conditions across stocks, ETFs, mutual funds, fixed income, closed‑end funds and options (with some options managed by sub‑advisors). Investment decisions are reviewed by an internal investment policy committee and use a combination of fundamental, technical and charting analysis; the brochure notes tax efficiency is not a primary management objective.
Eastwind is affiliated with two licensed insurance agencies (P. Michael Valley Insurance Agency, Inc., d/b/a Estate Planning Professionals, and Abby Lynn Insurance Agency LLC), and associated persons acting as insurance agents may receive commissions for insurance sales, a relationship the brochure discloses as a potential conflict of interest. The firm routinely directs custody and trading to Charles Schwab, does not aggregate orders into block trades for execution, and discloses a 2018 consent order and fine related to acting as an unregistered adviser in one state.
Based on Eastwind Capital Wealth Management
Expertise
Based on Eastwind Capital Wealth Management
Location
921 Eastwind Drive, Suite 101
Westerville OH 43081
Advisors at this office
2
Advisors at this office
Graham G
Series 66
Westerville, OH
Eastwind Capital Wealth Management
Graham Guthrie is a financial advisor at Eastwind Capital Wealth Management with 11 years of industry experience and holds the Series 66 designation. Prior to joining Eastwind in 2018, he worked at Money Concepts Capital Corp. from 2015 to 2018 and has operated Guthrie Law Office, LLC, a legal practice focused on bankruptcy and debt restructuring, since 2003. Outside of financial advising, he volunteers with the Westerville Area Chamber of Commerce and works as an apprentice strength coach. Eastwind Capital Wealth Management provides discretionary portfolio management and limited financial consulting to individuals, institutions, and charitable organizations. The firm employs a Specialized Strategic Investment Model emphasizing income and capital preservation through a diversified portfolio of stocks, ETFs, mutual funds, fixed income, closed-end funds, and options, with investment decisions guided by a combination of fundamental, technical, and charting analysis.
David L
Series 63, Series 66
Westerville, OH
Eastwind Capital Wealth Management
David Lennox is a financial advisor with Eastwind Capital Wealth Management and holds Series 63 and Series 66 licenses. He has 20 years of industry experience and has been involved with Eastwind Capital, LLC since 2008. Lennox also operates Estate Planning Professionals, an insurance services business in Westerville, Ohio, where he spends a significant portion of his time. Eastwind Capital Wealth Management provides discretionary portfolio management and limited financial consulting to a range of clients including individuals, banks, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm employs a Specialized Strategic Investment Model focused on income and capital preservation, using a combination of fundamental, technical, and charting analysis.
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