A complete list of active advisors currently associated with ECT Advisory, LLC
Warmer can help you find a great advisor at ECT Advisory, LLC or one who fits your needs even better.
ECT Advisory provides investment advice and financial planning to individuals, estates, trusts, and charitable organizations, and also serves corporate pension and profit‑sharing plans. Services described in the brochure include discretionary asset management, written fee‑based financial plans, and retirement plan consulting for plan sponsors. The firm builds portfolios primarily with low‑cost actively managed mutual funds, index funds, stocks and bonds, tailoring allocations to clients’ risk tolerances and time horizons and using fundamental analysis for individual securities. For retirement plans it performs vendor due diligence, analyzes plan provisions and investment options, monitors investment managers, and may assume an investment‑advice fiduciary role in some engagements. Noteworthy features include the principal’s separate role as a licensed insurance sales agent (an activity disclosed to clients and reported to take a portion of his time) and the firm’s focus on pension consulting engagements where plan compensation arrangements can include 12b‑1 and sub‑transfer agent fees held by the plan to offset plan expenses. The brochure also notes the firm manages roughly $14.7 million for a limited number of client relationships, does not vote client proxies, and may provide educational meetings for plan participants.
To learn more about the advisors currently working at ECT Advisory, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Lewes, DE
| 17
|
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")