A complete list of active advisors currently associated with ECT Advisory, LLC
Warmer can help you find a great advisor at ECT Advisory, LLC or one who fits your needs even better.
ECT Advisory provides investment advice and financial planning to individuals, estates, trusts, and charitable organizations, and also serves corporate pension and profit‑sharing plans. Services described in the brochure include discretionary asset management, written fee‑based financial plans, and retirement plan consulting for plan sponsors. The firm builds portfolios primarily with low‑cost actively managed mutual funds, index funds, stocks and bonds, tailoring allocations to clients’ risk tolerances and time horizons and using fundamental analysis for individual securities. For retirement plans it performs vendor due diligence, analyzes plan provisions and investment options, monitors investment managers, and may assume an investment‑advice fiduciary role in some engagements. Noteworthy features include the principal’s separate role as a licensed insurance sales agent (an activity disclosed to clients and reported to take a portion of his time) and the firm’s focus on pension consulting engagements where plan compensation arrangements can include 12b‑1 and sub‑transfer agent fees held by the plan to offset plan expenses. The brochure also notes the firm manages roughly $14.7 million for a limited number of client relationships, does not vote client proxies, and may provide educational meetings for plan participants.
To learn more about the advisors currently working at ECT Advisory, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Lewes, DE
| 18
|
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