A complete list of active advisors currently associated with Emerson James Advisors LLC

Warmer can help you find a great advisor at Emerson James Advisors LLC or one who fits your needs even better.

Emerson James Advisors, LLC is an independent, single‑advisor registered investment adviser serving primarily individual clients and sponsors of qualified retirement plans. The firm provides non‑discretionary direct asset management, comprehensive financial planning and pension consulting, and also places client assets into sponsored discretionary programs such as SEI Managed Account Solutions and third‑party managers. The firm’s typical workflow centers on developing individualized investment recommendations and obtaining prior client approval for transactions, while using discretionary solutions from SEI models and a Symmetry third‑party manager when appropriate. Investment analysis draws on fundamental, technical and charting methods, account reviews are performed on a regular basis (quarterly) and planning deliverables include written recommendations paired with online planning tools. Distinctive features disclosed in the brochure include that the sole advisor is a licensed insurance agent and the firm receives insurance commissions and solicitor payments, a source of external compensation the firm discloses and manages through conflicts‑of‑interest procedures. The firm also reports approximately $7.7 million in primarily non‑discretionary AUM as of December 31, 2022 and offers limited‑scope ERISA 3(21) fiduciary services to retirement plans (excluding certain illiquid or employer‑sponsored assets), a pension consulting role that is less common among similar solo independent advisers.

To learn more about the advisors currently working at Emerson James Advisors LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.