Envision Asset Management, Inc.

The firm is a small, independent advisory practice that primarily provides portfolio management and financial planning to individual clients while also maintaining relationships with corporate/business and institutional clients — a mix that is uncommon among solo independent advisors. It manages a modest asset base for a limited client roster and supplements client communication with periodicals or newsletters and a subscription-style engagement option alongside traditional asset-based arrangements.

Investment activities are overseen by the firm’s sole advisor, who holds CFA and PFS credentials and has passed Series 7 and 66 exams; the firm emphasizes professional credentials, ongoing review of client accounts, and documented supervisory procedures. The firm’s written supervisory procedures describe periodic reviews of account activity and correspondence, and the firm discloses potential conflicts that could arise from other business activities.

Distinctive features include the combination of a one-advisor boutique model with services more typical of larger firms — explicit work for corporate and institutional clients, regular client periodicals, and an uncommon subscription fee offering. The advisor’s involvement in an additional advisory business and other professional roles is disclosed and subject to the firm’s supervisory controls and conflict-management processes.