Equitta Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Equitta Advisors provides discretionary investment management and financial planning to individuals, high‑net‑worth clients, physicians and small businesses. The firm offers model portfolio management, ongoing portfolio supervision, and financial planning or consulting engagements that may include referrals to specialists.
Equitta designs portfolios using Modern Portfolio Theory and implements model portfolios primarily with low‑cost mutual funds and ETFs, with customization for tax or other non‑investment considerations. The adviser may also employ options and capital‑efficient ETFs that use futures or other derivatives, and may execute shorter‑term trades when driven by client objectives or market conditions.
The firm discloses that its principal is a licensed insurance professional and that insurance implementations are separate from advisory services and may generate customary commissions, a potential conflict of interest for prospective clients. Equitta also operates an annual membership fee program with distinct client tiers (including a specific tier for physicians in training) and discloses minority ownership interests in unrelated businesses, items that set it apart from many peers.
Client services
Expertise
Fee options
$0+: Up to 0.70% (Schedule I - clients with select assets invested with the Firm) $0+: Up to 0.40% (Schedule II - clients with all investible assets invested with the Firm)
Fixed membership fees charged annually, semi-annually, or quarterly in advance, ranging from $270 to $8,700 based on household net worth tier
Minimum fee: Fixed membership fee annually ranging from $270 to $8,700 depending on client's net worth tier
Main office
See office220 Mill Street, Ste #23
Milford OH 45150
Advisors at this office
1
Offices (2)
Most active in
Kansas · Missouri · Ohio · Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Quick links
Advisors at this firm
James P
CFP®, Series 66
Milford, OH
Equitta Advisors LLC
James Pommert is a CFP® and Series 66-licensed financial advisor with 16 years of industry experience. He has worked at Equitta Advisors LLC since 2017 and previously held roles at Kansas City Life Insurance Company, Krilogy Financial, and Securian Financial Services. Outside of advisory services, Mr. Pommert holds minority ownership stakes in a pet nutrition company and a healthcare compliance business, and he provides consulting services to independent companies. Equitta Advisors LLC offers discretionary investment management and financial planning to individuals, high-net-worth clients, physicians, and small businesses. The firm implements model portfolios based on Modern Portfolio Theory, primarily using low-cost mutual funds and ETFs, with customization for tax and other considerations.
John N
Series 66
Erie, PA
Equitta Advisors LLC
John Niebauer IV is a Series 66 licensed financial advisor with four years of industry experience. He is currently with Equitta Advisors LLC and also serves as a Second Lieutenant in the U.S. Army National Guard. His prior experience includes roles at Equitable Advisors, Polaris Advisors, and various positions outside the financial industry. Equitta Advisors LLC provides discretionary investment management and financial planning services to individuals, high-net-worth clients, physicians, and small businesses. The firm utilizes Modern Portfolio Theory to design portfolios primarily composed of low-cost mutual funds and ETFs, with options and derivatives used as appropriate to client objectives.
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