A complete list of active advisors currently associated with ESI Financial Advisors

Warmer can help you find a great advisor at ESI Financial Advisors or one who fits your needs even better.

ESI Financial Advisors provides financial planning, consulting, and asset management to individuals, corporations, trusts, estates, charitable organizations, and retirement plans. The firm delivers these services through a network of investment adviser representatives and by acting as adviser or co‑adviser on multiple programs, including ESI Illuminations, American Funds Retirement Plan Solutions, AssetMark, Saratoga, Schwab Retirement Advisor Services, and SEI. Investment management is offered on both discretionary and non‑discretionary bases; as of 12/31/2025 EFA reported approximately $1.6 billion in non‑discretionary assets and approximately $1.1 billion in discretionary assets, so clients should confirm the level of trading authority in their selected program. The firm commonly uses third‑party model managers, a mix of fundamental and technical analysis, and primarily long‑term asset allocation strategies while allowing clients to impose investment restrictions and choose program structures. ESI combines registered investment adviser activities with broker‑dealer operations and affiliated insurance company relationships (including ties to National Life Group), and it sells securities and insurance products through ESI, resulting in commission income and disclosed revenue‑sharing arrangements. That mix of co‑adviser/TPAM programs (some of which are closed to new investors), Strategic Partner payments, and a larger non‑discretionary asset base are notable features that the firm discloses as potential sources of conflicts of interest for clients to consider.

To learn more about the advisors currently working at ESI Financial Advisors, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.